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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
176
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.63M 0.03%
30,882
+100
+0.3% +$5.24K
BRK.A icon
177
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.6M 0.03%
5
– –
MAIN icon
178
Main Street Capital
MAIN
$5.48B
$1.53M 0.02%
51,749
+106
+0.2% +$3.25K
ZTO icon
179
ZTO Express
ZTO
$17.9B
$1.48M 0.02%
49,615
-1,966
-4% -$67.1K
NVO
180
Novo Nordisk
NVO
$209B
$1.47M 0.02%
42,350
-1,792
-4% -$59.7K
HYG icon
181
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.46M 0.02%
17,362
+2,665
+18% +$224K
NLY icon
182
Annaly Capital Management
NLY
$17.4B
$1.45M 0.02%
+51,026
New +$1.48M
GSK icon
183
GSK
GSK
$106B
$1.42M 0.02%
30,229
-2,211
-7% -$111K
KL
184
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$1.41M 0.02%
28,919
-812
-3% -$40.7K
WCN
185
Waste Connections
WCN
$42B
$1.4M 0.02%
13,489
-1,164
-8% -$116K
OBDC icon
186
Blue Owl Capital
OBDC
$5.74B
$1.35M 0.02%
112,331
+17,554
+19% +$215K
IBTH icon
187
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.28B
$1.3M 0.02%
49,165
+1,962
+4% +$51.9K
NATH icon
188
Nathan's Famous
NATH
$402M
$1.29M 0.02%
25,094
-145
-0.6% -$7.64K
IBTI icon
189
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.93B
$1.26M 0.02%
47,514
+1,950
+4% +$51.9K
RIO icon
190
Rio Tinto
RIO
$164B
$1.24M 0.02%
20,450
-1,270
-6% -$77.9K
CYBR
191
DELISTED
CyberArk
CYBR
$1.2M 0.02%
11,609
-735
-6% -$79.2K
CNI icon
192
Canadian National Railway
CNI
$76.6B
$1.19M 0.02%
11,147
-685
-6% -$68.8K
WTW icon
193
Willis Towers Watson
WTW
$32B
$1.16M 0.02%
5,553
-351
-6% -$71.7K
SPTI icon
194
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$1.15M 0.02%
+34,655
New +$1.15M
SAP icon
195
SAP
SAP
$238B
$1.14M 0.02%
7,315
-576
-7% -$91.5K
BKCC
196
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.12M 0.02%
460,712
-147,553
-24% -$389K
APTV icon
197
Aptiv
APTV
$10.3B
$1.03M 0.02%
11,279
-657
-6% -$55.1K
CSWC icon
198
Capital Southwest
CSWC
$1.6B
$920K 0.02%
65,518
+235
+0.4% +$3.3K
ESLT icon
199
Elbit Systems
ESLT
$40.3B
$918K 0.01%
7,629
-527
-6% -$69.6K
IBDO
200
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$880K 0.01%
33,539
-221
-0.7% -$5.8K
6 7
8
9 10

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.