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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
176
Waste Connections
WCN
$41.1B
$1.95M 0.03%
20,395
+644
+3% +$58.5K
ICMB icon
177
Investcorp Credit Management BDC
ICMB
$12.3M
$1.88M 0.03%
248,199
+6,616
+3% +$44.8K
IUSV icon
178
iShares Core S&P US Value ETF
IUSV
$27.6B
$1.82M 0.03%
+32,167
New +$1.94M
CYBR
179
DELISTED
CyberArk
CYBR
$1.78M 0.03%
13,905
+497
+4% +$55.8K
IBDQ
180
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.73M 0.03%
67,724
-550
-0.8% -$14.2K
OCSL icon
181
Oaktree Specialty Lending
OCSL
$1.09B
$1.73M 0.03%
106,146
-658
-0.6% -$10.4K
BABA icon
182
Alibaba
BABA
$303B
$1.66M 0.03%
9,794
+2,404
+33% +$451K
BRK.A icon
183
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.59M 0.03%
5
– –
RIO icon
184
Rio Tinto
RIO
$164B
$1.58M 0.03%
25,296
+966
+4% +$52.4K
SHOP icon
185
Shopify
SHOP
$190B
$1.46M 0.02%
48,730
+2,340
+5% +$79.1K
ABDC
186
DELISTED
Alcentra Capital Corp
ABDC
$1.45M 0.02%
172,787
– –
ESLT icon
187
Elbit Systems
ESLT
$40.2B
$1.38M 0.02%
9,208
+378
+4% +$61.6K
RDS.A
188
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.32M 0.02%
20,352
-274
-1% -$16K
IBDO
189
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.22M 0.02%
47,858
+331
+0.7% +$8.46K
SAP icon
190
SAP
SAP
$227B
$1.2M 0.02%
8,759
+306
+4% +$40.2K
SONY icon
191
Sony
SONY
$135B
$1.2M 0.02%
114,070
-8,715
-7% -$109K
BP icon
192
BP
BP
$107B
$1.19M 0.02%
28,490
-4,651
-14% -$177K
EC icon
193
Ecopetrol
EC
$35B
$1.17M 0.02%
64,045
+16,756
+35% +$309K
APTV icon
194
Aptiv
APTV
$9.79B
$1.13M 0.02%
13,998
+528
+4% +$48.4K
UL icon
195
Unilever
UL
$138B
$1.11M 0.02%
15,941
+624
+4% +$41.4K
CNI icon
196
Canadian National Railway
CNI
$76.6B
$1.09M 0.02%
11,825
+415
+4% +$37.3K
PFX icon
197
PhenixFIN
PFX
$88.1M
$1.09M 0.02%
23,336
– –
SUNS
198
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.08M 0.02%
68,055
-992
-1% -$17.5K
ZTO icon
199
ZTO Express
ZTO
$18.2B
$1.05M 0.02%
54,785
+2,363
+5% +$51.1K
MLCO icon
200
Melco Resorts & Entertainment
MLCO
$2.14B
$1.02M 0.02%
46,905
+1,698
+4% +$36.9K
6 7
8
9 10

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.