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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NATH icon
176
Nathan's Famous
NATH
$403M
$1.82M 0.03%
25,284
-188
-0.7% -$13.3K
WCN
177
Waste Connections
WCN
$42.2B
$1.82M 0.03%
19,751
-644
-3% -$59.5K
IBDQ
178
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$1.77M 0.03%
68,274
+550
+0.8% +$14.1K
OCSL icon
179
Oaktree Specialty Lending
OCSL
$1.12B
$1.66M 0.03%
106,804
+658
+0.6% +$10.4K
ICMB icon
180
Investcorp Credit Management BDC
ICMB
$12.3M
$1.6M 0.02%
241,583
-6,616
-3% -$47.1K
BRK.A icon
181
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.56M 0.02%
5
– –
ABDC
182
DELISTED
Alcentra Capital Corp
ABDC
$1.54M 0.02%
172,787
– –
PBPB
183
DELISTED
Potbelly
PBPB
$1.49M 0.02%
340,544
-113,115
-25% -$509K
FNV icon
184
Franco-Nevada
FNV
$44.6B
$1.47M 0.02%
16,107
+12,569
+355% +$1.15M
ESLT icon
185
Elbit Systems
ESLT
$40.2B
$1.46M 0.02%
8,830
-378
-4% -$59.6K
SONY icon
186
Sony
SONY
$136B
$1.45M 0.02%
122,785
+8,715
+8% +$98.4K
SHOP icon
187
Shopify
SHOP
$191B
$1.45M 0.02%
46,390
-2,340
-5% -$80.1K
CYBR
188
DELISTED
CyberArk
CYBR
$1.34M 0.02%
13,408
-497
-4% -$59.9K
KL
189
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$1.32M 0.02%
29,465
+24,766
+527% +$1.13M
WTW icon
190
Willis Towers Watson
WTW
$31.6B
$1.29M 0.02%
+6,688
New +$1.31M
RIO icon
191
Rio Tinto
RIO
$162B
$1.27M 0.02%
24,330
-966
-4% -$52.4K
BP icon
192
BP
BP
$109B
$1.26M 0.02%
33,141
+4,171
+14% +$159K
BABA icon
193
Alibaba
BABA
$304B
$1.24M 0.02%
7,390
-2,404
-25% -$413K
SUNS
194
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.23M 0.02%
69,047
+992
+1% +$16.8K
IBDO
195
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.22M 0.02%
47,527
-331
-0.7% -$8.43K
RDS.A
196
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.21M 0.02%
20,626
+274
+1% +$16.3K
PFX icon
197
PhenixFIN
PFX
$88.1M
$1.21M 0.02%
23,336
– –
APTV icon
198
Aptiv
APTV
$9.61B
$1.18M 0.02%
13,470
-528
-4% -$44.1K
VNQ icon
199
Vanguard Real Estate ETF
VNQ
$38.8B
$1.13M 0.02%
12,079
+541
+5% +$49.1K
ZTO icon
200
ZTO Express
ZTO
$18.3B
$1.12M 0.02%
52,422
-2,363
-4% -$47.5K
6 7
8
9 10

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.