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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
176
Waste Connections
WCN
$42.2B
$1.91M 0.03%
23,945
-810
-3% -$63.6K
PFX icon
177
PhenixFIN
PFX
$88.1M
$1.9M 0.03%
24,336
– –
BABA icon
178
Alibaba
BABA
$304B
$1.86M 0.03%
11,263
-308
-3% -$54.5K
SONY icon
179
Sony
SONY
$136B
$1.85M 0.03%
152,740
-7,350
-5% -$80.9K
RDS.A
180
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.84M 0.03%
26,949
-1,020
-4% -$68.1K
RIO icon
181
Rio Tinto
RIO
$162B
$1.63M 0.03%
31,927
-1,684
-5% -$85.8K
BRK.A icon
182
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.6M 0.03%
5
– –
IYF icon
183
iShares US Financials ETF
IYF
$4.61B
$1.56M 0.03%
25,614
+192
+0.8% +$11.8K
OCSL icon
184
Oaktree Specialty Lending
OCSL
$1.12B
$1.54M 0.03%
103,603
– –
EEMS icon
185
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$371M
$1.53M 0.03%
33,507
+3,320
+11% +$157K
CS
186
DELISTED
Credit Suisse Group
CS
$1.53M 0.03%
102,547
-8,809
-8% -$134K
BP icon
187
BP
BP
$109B
$1.45M 0.02%
33,001
-2,199
-6% -$92K
ESLT icon
188
Elbit Systems
ESLT
$40.2B
$1.44M 0.02%
11,447
-2,074
-15% -$256K
XLE icon
189
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$1.43M 0.02%
37,684
+978
+3% +$36.7K
APTV icon
190
Aptiv
APTV
$9.61B
$1.43M 0.02%
17,002
-649
-4% -$59.3K
ING icon
191
ING
ING
$102B
$1.42M 0.02%
109,661
-8,616
-7% -$121K
SMFG icon
192
Sumitomo Mitsui Financial
SMFG
$163B
$1.4M 0.02%
174,529
-19,261
-10% -$152K
EQNR icon
193
Equinor
EQNR
$93.7B
$1.37M 0.02%
+48,656
New +$1.28M
XLB icon
194
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$1.35M 0.02%
46,556
+1,346
+3% +$39.7K
JPM icon
195
JPMorgan Chase
JPM
$947B
$1.32M 0.02%
11,700
-16
-0.1% -$1.82K
REZ icon
196
iShares Residential and Multisector Real Estate ETF
REZ
$873M
$1.26M 0.02%
20,002
-1,643
-8% -$105K
UL icon
197
Unilever
UL
$137B
$1.23M 0.02%
19,822
-1,498
-7% -$94.5K
V icon
198
Visa
V
$692B
$1.17M 0.02%
7,819
-1,176
-13% -$167K
TECK icon
199
Teck Resources
TECK
$32.4B
$1.17M 0.02%
48,389
-7,765
-14% -$187K
CCT
200
DELISTED
Corporate Capital Trust, Inc.
CCT
$1.16M 0.02%
76,283
+352
+0.5% +$5.78K
6 7
8
9 10

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.