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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.48B
AUM Growth
+$362M
Cap. Flow
+$160M
Cap. Flow %
3.57%
Top 10 Hldgs %
21.78%
Holding
252
New
17
Increased
151
Reduced
57
Closed
17

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$51.3M
2
ADI icon
Analog Devices
ADI
+$23.1M
3
SBUX icon
Starbucks
SBUX
+$14.5M
4
CL icon
Colgate-Palmolive
CL
+$14.4M
5
GSK icon
GSK
GSK
+$10.2M

Top Sells

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$79.5M
2
MAT icon
Mattel
MAT
+$45.6M
3
CHRW icon
C.H. Robinson
CHRW
+$26.8M
4
RMAX icon
RE/MAX Holdings
RMAX
+$4.82M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 21.13%
2 Industrials 11.74%
3 Healthcare 11.57%
4 Consumer Staples 9.64%
5 Technology 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
176
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.85M 0.04%
+16,730
New +$1.85M
HYG icon
177
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.84M 0.04%
+21,019
New +$1.84M
CULP icon
178
Culp Inc
CULP
$44.1M
$1.8M 0.04%
57,596
+16,036
+39% +$529K
SUNS
179
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.59M 0.04%
88,357
-665
-0.7% -$11.5K
BCIC
180
BCP Investment Corp
BCIC
$89.1M
$1.39M 0.03%
34,047
– –
GAIN icon
181
Gladstone Investment Corp
GAIN
$643M
$1.29M 0.03%
142,533
– –
IVV icon
182
iShares Core S&P 500 ETF
IVV
$878B
$1.28M 0.03%
5,394
+247
+5% +$57.8K
BRK.A icon
183
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.25M 0.03%
5
– –
CMO
184
DELISTED
Capstead Mortgage Corp.
CMO
$1.17M 0.03%
110,509
– –
IAU icon
185
iShares Gold Trust
IAU
$62.9B
$1.12M 0.02%
46,487
-178
-0.4% -$4.18K
BKCC
186
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.09M 0.02%
144,736
-35,965
-20% -$270K
XLB icon
187
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$1.09M 0.02%
41,622
+4,210
+11% +$109K
IJT icon
188
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$1.08M 0.02%
14,168
-44,862
-76% -$3.4M
DLN icon
189
WisdomTree US LargeCap Dividend Fund
DLN
$6.26B
$857K 0.02%
20,678
-2,900
-12% -$119K
DD icon
190
DuPont de Nemours
DD
$18.5B
$775K 0.02%
4,815
+1,733
+56% +$269K
FSP
191
Franklin Street Properties
FSP
$47.2M
$728K 0.02%
60,000
– –
VREX icon
192
Varex Imaging
VREX
$472M
$652K 0.01%
+19,409
New +$614K
PSCE icon
193
Invesco S&P SmallCap Energy ETF
PSCE
$98.6M
$642K 0.01%
+7,071
New +$697K
RWR icon
194
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$612K 0.01%
+6,629
New +$617K
V icon
195
Visa
V
$684B
$612K 0.01%
6,886
+2,908
+73% +$250K
IGSB icon
196
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$593K 0.01%
11,268
+518
+5% +$27.2K
IVE icon
197
iShares S&P 500 Value ETF
IVE
$49B
$578K 0.01%
5,557
+1,795
+48% +$186K
IWD icon
198
iShares Russell 1000 Value ETF
IWD
$82.2B
$568K 0.01%
4,946
+1,104
+29% +$127K
IDV icon
199
iShares International Select Dividend ETF
IDV
$8.45B
$418K 0.01%
13,299
-3,635
-21% -$112K
CODI icon
200
Compass Diversified
CODI
$758M
$415K 0.01%
25,000
-63,200
-72% -$1.08M
6 7
8
9 10

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Confluence Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Confluence Investment Management held 252 positions worth $4.48B, up 8.8% from $4.12B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $160M of net new capital in Q1 2017, opening 17 new positions and adding to 151 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was C.H. Robinson, an estimated $26.8M trimmed.

  • Confluence Investment Management's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.
  • Confluence Investment Management added most to Polaris in Q1 2017, an estimated $51.3M increase.
  • Confluence Investment Management's biggest Q1 2017 reduction was C.H. Robinson, cutting an estimated $26.8M.
  • Confluence Investment Management fully exited Linear Technology Corp in Q1 2017, selling an estimated $79.5M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.48B portfolio in Q1 2017.
  • Confluence Investment Management opened 17 new positions and closed 17 in Q1 2017.
  • Confluence Investment Management's portfolio value rose 8.8% quarter-over-quarter to $4.48B.

Based on Confluence Investment Management's 13F filing for Q1 2017, filed 6 Apr 2017.