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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICMB icon
176
Investcorp Credit Management BDC
ICMB
$11.8M
$2.23M 0.05%
241,133
+24,067
+11% +$224K
PFLT icon
177
PennantPark Floating Rate Capital
PFLT
$709M
$2.19M 0.05%
155,556
+1,290
+0.8% +$17.4K
VBK icon
178
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.1B
$1.7M 0.04%
12,731
-21,411
-63% -$2.8M
RBC icon
179
RBC Bearings
RBC
$18.1B
$1.63M 0.04%
17,523
+1,360
+8% +$110K
CODI icon
180
Compass Diversified
CODI
$795M
$1.58M 0.04%
88,200
– –
CULP icon
181
Culp Inc
CULP
$44.2M
$1.54M 0.04%
41,560
+1,498
+4% +$48.4K
SAM icon
182
Boston Beer
SAM
$1.94B
$1.49M 0.04%
+8,747
New +$1.45M
SUNS
183
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.46M 0.04%
89,022
+1,055
+1% +$17.1K
BCIC
184
BCP Investment Corp
BCIC
$91.3M
$1.35M 0.03%
34,047
– –
BKCC
185
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.26M 0.03%
180,701
-105,139
-37% -$790K
BRK.A icon
186
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.22M 0.03%
5
– –
GAIN icon
187
Gladstone Investment Corp
GAIN
$662M
$1.21M 0.03%
142,533
– –
IVV icon
188
iShares Core S&P 500 ETF
IVV
$900B
$1.16M 0.03%
5,147
+502
+11% +$110K
CMO
189
DELISTED
Capstead Mortgage Corp.
CMO
$1.13M 0.03%
110,509
– –
LRFC
190
DELISTED
Logan Ridge Finance Corp
LRFC
$1.1M 0.03%
14,249
+3,200
+29% +$245K
IAU icon
191
iShares Gold Trust
IAU
$63.3B
$1.03M 0.03%
46,665
+141
+0.3% +$3.31K
DLN icon
192
WisdomTree US LargeCap Dividend Fund
DLN
$6.38B
$942K 0.02%
23,578
+2,740
+13% +$106K
XLB icon
193
State Street Materials Select Sector SPDR ETF
XLB
$8.52B
$930K 0.02%
+37,412
New +$908K
FSP
194
Franklin Street Properties
FSP
$48.1M
$778K 0.02%
60,000
– –
ITM icon
195
VanEck Intermediate Muni ETF
ITM
$2.14B
$744K 0.02%
+16,049
New +$760K
IGSB icon
196
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$564K 0.01%
10,750
-9,226
-46% -$485K
VTI icon
197
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$523K 0.01%
+4,531
New +$510K
IDV icon
198
iShares International Select Dividend ETF
IDV
$8.48B
$501K 0.01%
16,934
+2,984
+21% +$87.2K
DD icon
199
DuPont de Nemours
DD
$19.1B
$447K 0.01%
3,082
+689
+29% +$95.9K
IWD icon
200
iShares Russell 1000 Value ETF
IWD
$83.4B
$430K 0.01%
+3,842
New +$415K
6 7
8
9 10

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EWM
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TCM
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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.