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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICMB icon
176
Investcorp Credit Management BDC
ICMB
$11.9M
$1.96M 0.05%
217,066
+18,067
+9% +$170K
LSTR icon
177
Landstar System
LSTR
$6.07B
$1.72M 0.04%
25,288
-455
-2% -$31.4K
BCIC
178
BCP Investment Corp
BCIC
$90.5M
$1.58M 0.04%
34,047
– –
CODI icon
179
Compass Diversified
CODI
$826M
$1.53M 0.04%
88,200
– –
SUNS
180
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.43M 0.04%
+87,967
New +$1.46M
NATL
181
DELISTED
National Interstate Corporation
NATL
$1.42M 0.04%
43,778
-27,795
-39% -$891K
GAIN icon
182
Gladstone Investment Corp
GAIN
$656M
$1.27M 0.03%
142,533
– –
RBC icon
183
RBC Bearings
RBC
$18B
$1.24M 0.03%
16,163
+862
+6% +$65.9K
CULP icon
184
Culp Inc
CULP
$44.4M
$1.19M 0.03%
40,062
-212
-0.5% -$6.26K
IAU icon
185
iShares Gold Trust
IAU
$65.8B
$1.18M 0.03%
46,524
-7,632
-14% -$196K
BRK.A icon
186
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.08M 0.03%
5
– –
IGSB icon
187
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.06M 0.03%
19,976
+15,072
+307% +$798K
CMO
188
DELISTED
Capstead Mortgage Corp.
CMO
$1.04M 0.03%
110,509
– –
IVV icon
189
iShares Core S&P 500 ETF
IVV
$900B
$1.01M 0.03%
+4,645
New +$1.01M
LRFC
190
DELISTED
Logan Ridge Finance Corp
LRFC
$869K 0.02%
+11,049
New +$969K
DLN icon
191
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$802K 0.02%
+20,838
New +$805K
FSP
192
Franklin Street Properties
FSP
$48M
$756K 0.02%
60,000
– –
IDV icon
193
iShares International Select Dividend ETF
IDV
$8.47B
$418K 0.01%
+13,950
New +$412K
PNY
194
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$395K 0.01%
6,581
-24,852
-79% -$1.49M
WPM icon
195
Wheaton Precious Metals
WPM
$56.4B
$384K 0.01%
14,192
-2,524
-15% -$69.4K
BUD icon
196
AB InBev
BUD
$168B
$353K 0.01%
2,690
– –
MFIN icon
197
Medallion Financial
MFIN
$249M
$352K 0.01%
83,353
– –
EOG icon
198
EOG Resources
EOG
$72.2B
$348K 0.01%
3,599
-563
-14% -$49.4K
RGLD icon
199
Royal Gold
RGLD
$18.3B
$337K 0.01%
4,349
-797
-15% -$64K
FNV icon
200
Franco-Nevada
FNV
$44.1B
$330K 0.01%
4,724
-717
-13% -$53.7K
6 7
8
9 10

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.