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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.34B
AUM Growth
+$283M
Cap. Flow
+$133M
Cap. Flow %
3.98%
Top 10 Hldgs %
20.16%
Holding
257
New
9
Increased
162
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$43.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.3M
4
PII icon
Polaris
PII
+$9.11M
5
KMI icon
Kinder Morgan
KMI
+$6.56M

Top Sells

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$44M
2
DLR icon
Digital Realty Trust
DLR
+$13.1M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.5M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$7.69M

Sector Composition

Rank Sector Weight
1 Financials 21.29%
2 Industrials 13.2%
3 Healthcare 9.8%
4 Consumer Staples 8.59%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICMB icon
176
Investcorp Credit Management BDC
ICMB
$11.9M
$1.65M 0.05%
197,293
+20,163
+11% +$168K
THR
177
DELISTED
Thermon Group Holdings
THR
$1.62M 0.05%
92,155
+8,725
+10% +$146K
RAVN
178
DELISTED
Raven Industries Inc
RAVN
$1.6M 0.05%
99,794
+12,513
+14% +$189K
ABCO
179
DELISTED
Advisory Board Co
ABCO
$1.53M 0.05%
+47,520
New +$1.78M
IBMH
180
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$1.48M 0.04%
57,423
+8,053
+16% +$207K
OXSQ icon
181
Oxford Square Capital
OXSQ
$158M
$1.44M 0.04%
299,305
+30,985
+12% +$156K
IAU icon
182
iShares Gold Trust
IAU
$65.9B
$1.29M 0.04%
54,442
-1,356
-2% -$31K
BCIC
183
BCP Investment Corp
BCIC
$90.9M
$1.23M 0.04%
34,047
-19,532
-36% -$621K
CMO
184
DELISTED
Capstead Mortgage Corp.
CMO
$1.09M 0.03%
110,489
+1,734
+2% +$16.1K
CULP icon
185
Culp Inc
CULP
$44.3M
$1.07M 0.03%
40,934
-1,019
-2% -$25.3K
BRK.A icon
186
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.07M 0.03%
5
– –
NTUS
187
DELISTED
Natus Medical Inc
NTUS
$1.03M 0.03%
+26,747
New +$996K
GAIN icon
188
Gladstone Investment Corp
GAIN
$655M
$1M 0.03%
142,533
-5,800
-4% -$41K
TUMI
189
DELISTED
TUMI HLDGS INC COM
TUMI
$968K 0.03%
36,077
-63,248
-64% -$1.28M
MFIN icon
190
Medallion Financial
MFIN
$249M
$769K 0.02%
83,353
-45,000
-35% -$344K
GLAD icon
191
Gladstone Capital
GLAD
$431M
$738K 0.02%
49,523
-15,000
-23% -$197K
RBC icon
192
RBC Bearings
RBC
$18.1B
$661K 0.02%
+9,025
New +$572K
FSP
193
Franklin Street Properties
FSP
$48M
$637K 0.02%
60,000
– –
CC icon
194
Chemours
CC
$2.19B
$568K 0.02%
81,179
-6,249
-7% -$31.4K
IVE icon
195
iShares S&P 500 Value ETF
IVE
$49.7B
$406K 0.01%
4,517
-1,741
-28% -$149K
FNY icon
196
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
$356K 0.01%
12,343
-40
-0.3% -$1.09K
FNV icon
197
Franco-Nevada
FNV
$43.7B
$346K 0.01%
5,636
-188
-3% -$10.1K
IVW icon
198
iShares S&P 500 Growth ETF
IVW
$77.1B
$345K 0.01%
11,916
-5,068
-30% -$139K
BUD icon
199
AB InBev
BUD
$168B
$335K 0.01%
2,690
– –
WPM icon
200
Wheaton Precious Metals
WPM
$55.8B
$320K 0.01%
19,310
-659
-3% -$9.54K
6 7
8
9 10

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Confluence Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Confluence Investment Management held 257 positions worth $3.34B, up 9.3% from $3.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $133M of net new capital in Q1 2016, opening 9 new positions and adding to 162 existing holdings. Its largest new stake was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $13.1M trimmed.

  • Confluence Investment Management's largest Q1 2016 buy was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.
  • Confluence Investment Management added most to Weyerhaeuser in Q1 2016, an estimated $43.9M increase.
  • Confluence Investment Management's biggest Q1 2016 reduction was Digital Realty Trust, cutting an estimated $13.1M.
  • Confluence Investment Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $44M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.34B portfolio in Q1 2016.
  • Confluence Investment Management opened 9 new positions and closed 26 in Q1 2016.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $3.34B.

Based on Confluence Investment Management's 13F filing for Q1 2016, filed 4 May 2016.