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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.45B
AUM Growth
+$212M
Cap. Flow
+$128M
Cap. Flow %
5.23%
Top 10 Hldgs %
19.97%
Holding
274
New
17
Increased
162
Reduced
55
Closed
28

Top Buys

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$10.4M
2
FNF icon
Fidelity National Financial
FNF
+$10.4M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$7.32M
4
PAYX icon
Paychex
PAYX
+$6.83M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.03M

Top Sells

Rank Stock Value
1
RYAM icon
Rayonier Advanced Materials
RYAM
+$17.4M
2
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.06M
3
CHRW icon
C.H. Robinson
CHRW
+$5.12M
4
GBDC icon
Golub Capital BDC
GBDC
+$3.82M
5
SNBR
Sleep Number
SNBR
+$3.72M

Sector Composition

Rank Sector Weight
1 Financials 19.31%
2 Industrials 14.5%
3 Healthcare 9.03%
4 Technology 7.87%
5 Consumer Discretionary 7.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THR
176
DELISTED
Thermon Group Holdings
THR
$1.59M 0.06%
65,570
+175
+0.3% +$4.16K
BKCC
177
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1.58M 0.06%
192,442
-132,825
-41% -$1.14M
OB
178
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.53M 0.06%
94,293
-395
-0.4% -$6.34K
PBPB
179
DELISTED
Potbelly
PBPB
$1.5M 0.06%
116,230
-19,715
-15% -$249K
SFE
180
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.46M 0.06%
73,767
– –
FEIC
181
DELISTED
FEI COMPANY
FEIC
$1.43M 0.06%
15,866
+2,043
+15% +$170K
GOOD
182
Gladstone Commercial Corp
GOOD
$608M
$1.39M 0.06%
81,066
-185
-0.2% -$3.24K
MHK icon
183
Mohawk Industries
MHK
$9.25B
$1.35M 0.06%
8,719
+2,136
+32% +$307K
VAR
184
DELISTED
Varian Medical Systems, Inc.
VAR
$1.31M 0.05%
17,327
+2,178
+14% +$162K
IAU icon
185
iShares Gold Trust
IAU
$63.3B
$1.25M 0.05%
54,686
-56,754
-51% -$1.32M
MUB icon
186
iShares National Muni Bond ETF
MUB
$45.4B
$1.23M 0.05%
11,105
+1,341
+14% +$147K
IBME
187
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$1.14M 0.05%
42,734
+3,844
+10% +$103K
IBMD
188
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$1.14M 0.05%
21,589
+1,958
+10% +$103K
BRK.A icon
189
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.13M 0.05%
5
– –
RAVN
190
DELISTED
Raven Industries Inc
RAVN
$1.03M 0.04%
+41,040
New +$997K
AVNS
191
DELISTED
Avanos Medical
AVNS
$914K 0.04%
+20,101
New +$790K
MTSC
192
DELISTED
MTS Systems Corp
MTSC
$868K 0.04%
+11,574
New +$792K
IEZ icon
193
iShares US Oil Equipment & Services ETF
IEZ
$365M
$867K 0.04%
17,344
-27,947
-62% -$1.57M
MRCC
194
DELISTED
Monroe Capital Corp
MRCC
$857K 0.03%
59,272
+409
+0.7% +$5.73K
CJES
195
DELISTED
C&J ENERGY SVCS LTD
CJES
$844K 0.03%
63,896
+5,214
+9% +$93K
MUNI icon
196
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$816K 0.03%
15,200
+1,299
+9% +$69.6K
OXSQ icon
197
Oxford Square Capital
OXSQ
$158M
$790K 0.03%
104,903
– –
ABDC
198
DELISTED
Alcentra Capital Corp
ABDC
$743K 0.03%
+59,448
New +$751K
IVW icon
199
iShares S&P 500 Growth ETF
IVW
$77.3B
$631K 0.03%
22,612
-2,940
-12% -$80.3K
ACSF
200
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$605K 0.02%
49,957
+422
+0.9% +$5.45K
6 7
8
9 10

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Confluence Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, Confluence Investment Management held 274 positions worth $2.45B, up 9.4% from $2.24B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $128M of net new capital in Q4 2014, opening 17 new positions and adding to 162 existing holdings. Its largest new stake was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $7.06M trimmed.

  • Confluence Investment Management's largest Q4 2014 buy was iShares Core S&P US Value ETF: 98,370 shares worth $4.48M.
  • Confluence Investment Management added most to Linear Technology Corp in Q4 2014, an estimated $10.4M increase.
  • Confluence Investment Management's biggest Q4 2014 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $7.06M.
  • Confluence Investment Management fully exited Rayonier Advanced Materials in Q4 2014, selling an estimated $17.4M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.45B portfolio in Q4 2014.
  • Confluence Investment Management opened 17 new positions and closed 28 in Q4 2014.
  • Confluence Investment Management's portfolio value rose 9.4% quarter-over-quarter to $2.45B.

Based on Confluence Investment Management's 13F filing for Q4 2014, filed 29 Jan 2015.