We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLI icon
176
RLI Corp
RLI
$5.72B
$1.57M 0.07%
72,586
+3,614
+5% +$80.6K
IBMF
177
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$1.57M 0.07%
56,776
+4,412
+8% +$122K
BMRC icon
178
Bank of Marin Bancorp
BMRC
$477M
$1.56M 0.07%
67,900
+1,152
+2% +$26.6K
BSCF
179
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.56M 0.07%
71,657
+4,747
+7% +$103K
JBTM
180
JBT Marel
JBTM
$6.43B
$1.53M 0.07%
+54,516
New +$1.57M
EXPO icon
181
Exponent
EXPO
$3.24B
$1.51M 0.07%
84,992
+232
+0.3% +$4.26K
MLI icon
182
Mueller Industries
MLI
$15.1B
$1.5M 0.07%
209,832
+4,472
+2% +$32.4K
FELE icon
183
Franklin Electric
FELE
$4.84B
$1.48M 0.07%
42,453
+990
+2% +$37.3K
FSK icon
184
FS KKR Capital
FSK
$3.09B
$1.46M 0.07%
33,985
+21,017
+162% +$882K
OB
185
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.46M 0.07%
94,688
+2,388
+3% +$37.5K
CULP icon
186
Culp Inc
CULP
$44.3M
$1.43M 0.06%
78,784
+1,823
+2% +$32.6K
GOOD
187
Gladstone Commercial Corp
GOOD
$593M
$1.38M 0.06%
81,251
+2,200
+3% +$39.2K
SFE
188
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.36M 0.06%
73,767
-7,600
-9% -$150K
LNCE
189
DELISTED
Snyders-Lance, Inc.
LNCE
$1.34M 0.06%
50,666
+1,290
+3% +$34.7K
SPY icon
190
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$1.3M 0.06%
6,598
+200
+3% +$39.5K
MSM icon
191
MSC Industrial Direct
MSM
$7.15B
$1.15M 0.05%
13,486
+2,356
+21% +$210K
MUB icon
192
iShares National Muni Bond ETF
MUB
$45.4B
$1.07M 0.05%
9,764
+690
+8% +$75.2K
VAR
193
DELISTED
Varian Medical Systems, Inc.
VAR
$1.06M 0.05%
15,149
+1,458
+11% +$107K
FEIC
194
DELISTED
FEI COMPANY
FEIC
$1.04M 0.05%
13,823
+1,420
+11% +$119K
IBME
195
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$1.04M 0.05%
38,890
+3,018
+8% +$80.8K
IBMD
196
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$1.04M 0.05%
19,631
+1,540
+9% +$81.5K
BRK.A icon
197
Berkshire Hathaway Class A
BRK.A
$1.11T
$1.03M 0.05%
5
– –
OXSQ icon
198
Oxford Square Capital
OXSQ
$155M
$926K 0.04%
104,903
– –
MHK icon
199
Mohawk Industries
MHK
$9.26B
$888K 0.04%
6,583
+386
+6% +$53.1K
OHAI
200
DELISTED
OHA Investment Corporation
OHAI
$804K 0.04%
130,146
-248,195
-66% -$1.58M
6 7
8
9 10

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3.01% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.