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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THR
176
DELISTED
Thermon Group Holdings
THR
$1.47M 0.07%
63,311
+1,365
+2% +$35.1K
CULP icon
177
Culp Inc
CULP
$44.3M
$1.46M 0.07%
74,012
+2,915
+4% +$57.9K
MORN icon
178
Morningstar
MORN
$7.48B
$1.45M 0.07%
18,384
+2,614
+17% +$208K
VCRA
179
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$1.45M 0.07%
88,952
+3,496
+4% +$59K
HITT
180
DELISTED
HITTITE MICROWAVE CORP
HITT
$1.44M 0.07%
22,862
+971
+4% +$57.8K
BSCF
181
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.43M 0.07%
65,429
+6,781
+12% +$148K
RMAX icon
182
RE/MAX Holdings
RMAX
$207M
$1.43M 0.07%
49,568
+8,668
+21% +$264K
WST icon
183
West Pharmaceutical
WST
$24.7B
$1.43M 0.07%
32,447
-514
-2% -$24.2K
LNCE
184
DELISTED
Snyders-Lance, Inc.
LNCE
$1.33M 0.07%
47,047
+2,483
+6% +$67.6K
CUB
185
DELISTED
Cubic Corporation
CUB
$1.29M 0.07%
25,317
+1,124
+5% +$58.2K
TSLX icon
186
Sixth Street Specialty
TSLX
$1.72B
$1.27M 0.06%
+76,716
New +$1.25M
IBMG
187
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$1.23M 0.06%
48,445
+7,196
+17% +$183K
SPY icon
188
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$1.22M 0.06%
6,544
+565
+9% +$104K
IBMF
189
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$1.22M 0.06%
44,170
+6,736
+18% +$186K
IEI icon
190
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$1.18M 0.06%
9,743
-12,035
-55% -$1.46M
OCSL icon
191
Oaktree Specialty Lending
OCSL
$1.06B
$1.17M 0.06%
41,338
– –
VAR
192
DELISTED
Varian Medical Systems, Inc.
VAR
$1.08M 0.05%
14,705
+1,753
+14% +$126K
MSM icon
193
MSC Industrial Direct
MSM
$7.01B
$1.04M 0.05%
12,074
+907
+8% +$77.3K
OXSQ icon
194
Oxford Square Capital
OXSQ
$158M
$1.03M 0.05%
104,903
-76,341
-42% -$781K
BRK.A icon
195
Berkshire Hathaway Class A
BRK.A
$1.12T
$937K 0.05%
5
– –
MUB icon
196
iShares National Muni Bond ETF
MUB
$45.4B
$827K 0.04%
7,724
+1,170
+18% +$124K
IBME
197
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$810K 0.04%
30,230
+4,622
+18% +$124K
IBMD
198
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$808K 0.04%
15,233
+2,346
+18% +$125K
MHK icon
199
Mohawk Industries
MHK
$9.19B
$764K 0.04%
5,617
-74
-1% -$10.6K
GTI
200
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$701K 0.04%
64,167
-64,478
-50% -$683K
6 7
8
9 10

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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.