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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMAX icon
176
RE/MAX Holdings
RMAX
$207M
$1.31M 0.07%
+40,900
New +$1.21M
BSCF
177
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.28M 0.07%
58,648
+3,478
+6% +$76.1K
LNCE
178
DELISTED
Snyders-Lance, Inc.
LNCE
$1.28M 0.07%
44,564
+2,508
+6% +$71.7K
CUB
179
DELISTED
Cubic Corporation
CUB
$1.27M 0.07%
24,193
+795
+3% +$42K
MORN icon
180
Morningstar
MORN
$7.51B
$1.23M 0.07%
15,770
-882
-5% -$70.1K
NATL
181
DELISTED
National Interstate Corporation
NATL
$1.16M 0.06%
+50,392
New +$1.36M
OCSL icon
182
Oaktree Specialty Lending
OCSL
$1.07B
$1.15M 0.06%
41,338
+7,694
+23% +$228K
SMG icon
183
ScottsMiracle-Gro
SMG
$3.86B
$1.13M 0.06%
18,163
-1,040
-5% -$60.9K
PPLT
184
abrdn Physical Platinum Shares ETF
PPLT
$2B
$1.1M 0.06%
82,460
-7,800
-9% -$107K
SPY icon
185
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$1.1M 0.06%
5,979
+1,842
+45% +$326K
IGLB icon
186
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$1.06M 0.06%
19,237
+8,794
+84% +$488K
IBMG
187
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$1.04M 0.06%
41,249
+19,766
+92% +$500K
IBMF
188
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$1.03M 0.06%
37,434
+7,912
+27% +$218K
MSM icon
189
MSC Industrial Direct
MSM
$7.08B
$903K 0.05%
+11,167
New +$884K
BRK.A icon
190
Berkshire Hathaway Class A
BRK.A
$1.11T
$889K 0.05%
5
– –
VAR
191
DELISTED
Varian Medical Systems, Inc.
VAR
$882K 0.05%
12,952
+1,663
+15% +$111K
MHK icon
192
Mohawk Industries
MHK
$9.25B
$847K 0.05%
5,691
-587
-9% -$80.2K
IVW icon
193
iShares S&P 500 Growth ETF
IVW
$77.3B
$731K 0.04%
29,604
+1,512
+5% +$35.6K
IBME
194
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$686K 0.04%
25,608
+5,598
+28% +$150K
IBMD
195
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$686K 0.04%
12,887
+2,812
+28% +$150K
MUB icon
196
iShares National Muni Bond ETF
MUB
$45.4B
$680K 0.04%
6,554
+1,497
+30% +$156K
IWO icon
197
iShares Russell 2000 Growth ETF
IWO
$15B
$664K 0.04%
4,902
-4,883
-50% -$633K
MOS icon
198
The Mosaic Company
MOS
$7.22B
$599K 0.03%
12,669
+3,133
+33% +$145K
POT
199
DELISTED
Potash Corp Of Saskatchewan
POT
$562K 0.03%
17,056
+4,684
+38% +$149K
WY icon
200
Weyerhaeuser
WY
$18.6B
$561K 0.03%
17,758
-746
-4% -$22.3K
6 7
8
9 10

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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.