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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
176
iShares Russell 2000 Growth ETF
IWO
$15B
$1.23M 0.08%
9,785
-31,318
-76% -$3.77M
LNCE
177
DELISTED
Snyders-Lance, Inc.
LNCE
$1.21M 0.08%
42,056
+21,159
+101% +$613K
BSCF
178
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1.21M 0.07%
55,170
+3,282
+6% +$71.6K
HAE icon
179
Haemonetics
HAE
$3.88B
$1.2M 0.07%
30,166
+553
+2% +$23.2K
CJES
180
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.14M 0.07%
56,695
+683
+1% +$14.1K
PLOW icon
181
Douglas Dynamics
PLOW
$972M
$1.13M 0.07%
76,517
+1,478
+2% +$21.5K
SMG icon
182
ScottsMiracle-Gro
SMG
$3.97B
$1.06M 0.07%
19,203
-171
-0.9% -$8.99K
OCSL icon
183
Oaktree Specialty Lending
OCSL
$1.05B
$1.04M 0.06%
33,644
– –
SFE
184
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.03M 0.06%
+65,467
New +$1.01M
IGSB icon
185
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1M 0.06%
19,080
-183,880
-91% -$9.65M
IVE icon
186
iShares S&P 500 Value ETF
IVE
$49.8B
$972K 0.06%
12,413
+3,748
+43% +$296K
VWO icon
187
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$873K 0.05%
21,740
-188,187
-90% -$7.45M
BRK.A icon
188
Berkshire Hathaway Class A
BRK.A
$1.1T
$852K 0.05%
5
– –
MHK icon
189
Mohawk Industries
MHK
$9.01B
$818K 0.05%
6,278
-267
-4% -$32.6K
IBMF
190
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$811K 0.05%
29,522
+4,722
+19% +$129K
XEC
191
DELISTED
CIMAREX ENERGY CO
XEC
$752K 0.05%
7,798
-146
-2% -$11.8K
VAR
192
DELISTED
Varian Medical Systems, Inc.
VAR
$740K 0.05%
11,289
+1,084
+11% +$68.6K
IEI icon
193
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$724K 0.04%
5,964
-447
-7% -$53.8K
SPY icon
194
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$695K 0.04%
4,137
+1,013
+32% +$170K
IVW icon
195
iShares S&P 500 Growth ETF
IVW
$77.3B
$628K 0.04%
28,092
+7,628
+37% +$168K
IGLB icon
196
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$580K 0.04%
+10,443
New +$577K
RDS.A
197
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$540K 0.03%
8,226
-295
-3% -$19.3K
IBMG
198
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$540K 0.03%
21,483
+3,473
+19% +$86.6K
IBMD
199
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$536K 0.03%
10,075
+1,612
+19% +$85.6K
IBME
200
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$535K 0.03%
20,010
+3,222
+19% +$85.9K
6 7
8
9 10

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EWM
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TCM
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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.