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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGTY icon
151
Hagerty
HGTY
$1.39B
$3.65M 0.06%
446,838
-28,956
-6% -$254K
IBDQ
152
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$3.63M 0.06%
149,040
+3,275
+2% +$79.9K
PRFT
153
DELISTED
Perficient Inc
PRFT
$3.51M 0.05%
60,645
-4,189
-6% -$287K
ALNT icon
154
Allient
ALNT
$1.92B
$3.5M 0.05%
113,188
-7,330
-6% -$254K
ECVT icon
155
Ecovyst
ECVT
$1.14B
$3.46M 0.05%
+351,936
New +$3.76M
BWIN
156
Baldwin Insurance Group
BWIN
$2.86B
$3.41M 0.05%
146,781
-253,945
-63% -$6.35M
AOUT icon
157
American Outdoor Brands
AOUT
$157M
$3.29M 0.05%
336,343
-22,850
-6% -$213K
XLE icon
158
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$3.24M 0.05%
71,580
+1,614
+2% +$70.6K
XLI icon
159
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$3.22M 0.05%
31,791
+498
+2% +$53.3K
HYMB icon
160
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$3.16M 0.05%
132,719
-448
-0.3% -$11.1K
SLRC icon
161
SLR Investment Corp
SLRC
$715M
$3.07M 0.05%
199,522
-1,775
-0.9% -$26.7K
NWN icon
162
Northwest Natural Holdings
NWN
$2.12B
$2.98M 0.05%
78,078
-8,231
-10% -$338K
CNNE icon
163
Cannae Holdings
CNNE
$649M
$2.97M 0.05%
159,514
-26,492
-14% -$523K
OBDC icon
164
Blue Owl Capital
OBDC
$5.74B
$2.75M 0.04%
198,903
+239
+0.1% +$3.3K
GSBD icon
165
Goldman Sachs BDC
GSBD
$1.1B
$2.7M 0.04%
185,709
+258
+0.1% +$3.71K
BRK.A icon
166
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.66M 0.04%
5
– –
CSWC icon
167
Capital Southwest
CSWC
$1.6B
$2.21M 0.03%
96,395
+139
+0.1% +$3.01K
HCSG icon
168
Healthcare Services Group
HCSG
$1.53B
$2.1M 0.03%
201,286
-14,775
-7% -$184K
NLY icon
169
Annaly Capital Management
NLY
$17.4B
$2.08M 0.03%
110,648
– –
FSP
170
Franklin Street Properties
FSP
$46.8M
$2.05M 0.03%
1,106,656
+48,590
+5% +$86.3K
AGNC icon
171
AGNC Investment
AGNC
$12.9B
$2M 0.03%
211,958
+100,000
+89% +$990K
TRIP icon
172
TripAdvisor
TRIP
$1.26B
$1.94M 0.03%
+116,775
New +$1.91M
IBMN
173
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$1.6M 0.02%
61,455
+21
+0% +$552
TPVG icon
174
TriplePoint Venture Growth BDC
TPVG
$211M
$1.33M 0.02%
127,153
+352
+0.3% +$4.01K
UFPT icon
175
UFP Technologies
UFPT
$2.43B
$1.31M 0.02%
+8,093
New +$1.42M
5 6
7
8 9

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.