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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.47%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.79B
AUM Growth
+$86.6M
Cap. Flow
-$98.4M
Cap. Flow %
-1.45%
Top 10 Hldgs %
23.73%
Holding
330
New
25
Increased
148
Reduced
109
Closed
29

Top Buys

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$46.8M
2
KEYS icon
Keysight
KEYS
+$38.8M
3
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$23.4M
4
CALF icon
Pacer US Small Cap Cash Cows 100 ETF
CALF
+$22.4M
5
WEC icon
WEC Energy
WEC
+$20.7M

Top Sells

Rank Stock Value
1
SLG icon
SL Green Realty
SLG
+$70.1M
2
SCHW
Charles Schwab
SCHW
+$22.8M
3
CFR icon
Cullen/Frost Bankers
CFR
+$21.3M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.6M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$16.5M

Sector Composition

Rank Sector Weight
1 Financials 19.79%
2 Technology 14.56%
3 Industrials 13.42%
4 Consumer Staples 8.73%
5 Consumer Discretionary 8.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBDC icon
151
Golub Capital BDC
GBDC
$3.42B
$4.2M 0.06%
310,061
-38,677
-11% -$521K
TCPC icon
152
BlackRock TCP Capital
TCPC
$345M
$3.98M 0.06%
385,930
-34,810
-8% -$421K
ITA icon
153
iShares US Aerospace & Defense ETF
ITA
$14.7B
$3.88M 0.06%
33,730
+4,689
+16% +$533K
XLE icon
154
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$3.86M 0.06%
93,242
+19,700
+27% +$842K
BBDC icon
155
Barings BDC
BBDC
$965M
$3.83M 0.06%
482,288
-58,144
-11% -$488K
AOUT icon
156
American Outdoor Brands
AOUT
$157M
$3.76M 0.06%
382,205
+19,305
+5% +$194K
PNNT
157
Pennant Park Investment Corp
PNNT
$241M
$3.66M 0.05%
693,856
-27,390
-4% -$155K
TSLX icon
158
Sixth Street Specialty
TSLX
$1.81B
$3.48M 0.05%
190,152
-29,388
-13% -$545K
IBDQ
159
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$3.47M 0.05%
+141,371
New +$3.45M
HCSG icon
160
Healthcare Services Group
HCSG
$1.53B
$3.24M 0.05%
233,954
+19,025
+9% +$250K
OFS icon
161
OFS Capital
OFS
$51.9M
$3.08M 0.05%
299,274
-19,656
-6% -$198K
SLRC icon
162
SLR Investment Corp
SLRC
$715M
$3.03M 0.04%
201,209
-34,242
-15% -$514K
IBMO icon
163
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$2.75M 0.04%
107,577
+97,141
+931% +$2.46M
IBMP icon
164
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$2.74M 0.04%
107,715
+97,275
+932% +$2.46M
MATV icon
165
Mativ Holdings
MATV
$711M
$2.72M 0.04%
126,740
+14,439
+13% +$356K
OBDC icon
166
Blue Owl Capital
OBDC
$5.74B
$2.49M 0.04%
197,662
-30,892
-14% -$398K
FARO
167
DELISTED
Faro Technologies
FARO
$2.46M 0.04%
100,129
+22,791
+29% +$632K
GSBD icon
168
Goldman Sachs BDC
GSBD
$1.1B
$2.45M 0.04%
179,636
-29,704
-14% -$443K
BRK.A icon
169
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.33M 0.03%
5
– –
CSWC icon
170
Capital Southwest
CSWC
$1.6B
$1.7M 0.03%
95,563
-17,054
-15% -$314K
IBMN
171
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$1.65M 0.02%
61,923
+51,921
+519% +$1.37M
FNV icon
172
Franco-Nevada
FNV
$46B
$1.6M 0.02%
10,963
+221
+2% +$30.8K
TPVG icon
173
TriplePoint Venture Growth BDC
TPVG
$211M
$1.52M 0.02%
125,941
-14,097
-10% -$165K
NVO
174
Novo Nordisk
NVO
$209B
$1.38M 0.02%
17,294
+88
+0.5% +$6.24K
FSP
175
Franklin Street Properties
FSP
$46.8M
$1.35M 0.02%
858,066
+300,000
+54% +$753K
5 6
7
8 9

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Confluence Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, Confluence Investment Management held 330 positions worth $6.79B, up 1.3% from $6.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q1 2023 filing shows 25 new, 148 increased, 109 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 1,482,911 shares worth $47.6M. The largest sale was SL Green Realty, an estimated $70.1M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q1 2023 buy was State Street SPDR Portfolio Developed World ex-US ETF: 1,482,911 shares worth $47.6M.
  • Confluence Investment Management added most to EOG Resources in Q1 2023, an estimated $11.5M increase.
  • Confluence Investment Management's biggest Q1 2023 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $17.6M.
  • Confluence Investment Management fully exited SL Green Realty in Q1 2023, selling an estimated $70.1M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.79B portfolio in Q1 2023.
  • Confluence Investment Management opened 25 new positions and closed 29 in Q1 2023.
  • Confluence Investment Management's portfolio value rose 1.3% quarter-over-quarter to $6.79B.

Based on Confluence Investment Management's 13F filing for Q1 2023, filed 4 Apr 2023.