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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-5.38%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.99B
AUM Growth
-$423M
Cap. Flow
-$31.9M
Cap. Flow %
-0.53%
Top 10 Hldgs %
23.15%
Holding
324
New
14
Increased
131
Reduced
135
Closed
26

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$37.3M
2
IBTK icon
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
+$14.9M
3
APH icon
Amphenol
APH
+$9.75M
4
HYBB icon
iShares BB Rated Corporate Bond ETF
HYBB
+$8.75M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$6.64M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$56.9M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$26.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$26.5M
4
NVS icon
Novartis
NVS
+$15.8M
5
AXTA icon
Axalta
AXTA
+$6.89M

Sector Composition

Rank Sector Weight
1 Financials 21.6%
2 Technology 12.76%
3 Industrials 12.68%
4 Consumer Staples 8.97%
5 Consumer Discretionary 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
151
JBT Marel
JBTM
$6.39B
$4.19M 0.07%
48,717
-1,519
-3% -$161K
XLV icon
152
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$4.16M 0.07%
34,328
+1,985
+6% +$256K
BMRC icon
153
Bank of Marin Bancorp
BMRC
$459M
$4.09M 0.07%
136,422
-3,663
-3% -$116K
HAYW icon
154
Hayward Holdings
HAYW
$3.36B
$4.04M 0.07%
+455,378
New +$5.35M
GOOD
155
Gladstone Commercial Corp
GOOD
$627M
$3.97M 0.07%
256,285
-13,756
-5% -$262K
PNNT
156
Pennant Park Investment Corp
PNNT
$241M
$3.94M 0.07%
720,780
-1,205
-0.2% -$7.62K
HCSG icon
157
Healthcare Services Group
HCSG
$1.53B
$3.6M 0.06%
297,458
-7,573
-2% -$112K
TSLX icon
158
Sixth Street Specialty
TSLX
$1.81B
$3.59M 0.06%
219,748
+9,034
+4% +$168K
HYMB icon
159
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$3.58M 0.06%
149,312
+40,312
+37% +$1.03M
RVNU icon
160
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$3.48M 0.06%
150,304
-4,741
-3% -$117K
AOUT icon
161
American Outdoor Brands
AOUT
$157M
$3.43M 0.06%
390,946
+3,187
+0.8% +$27.1K
CLB icon
162
Core Laboratories
CLB
$521M
$3.15M 0.05%
234,071
-2,452
-1% -$41.3K
IUSV icon
163
iShares Core S&P US Value ETF
IUSV
$27.7B
$3.13M 0.05%
49,915
+6,543
+15% +$452K
SLRC icon
164
SLR Investment Corp
SLRC
$715M
$3.11M 0.05%
252,635
-18,071
-7% -$265K
MATV icon
165
Mativ Holdings
MATV
$711M
$3.09M 0.05%
+139,755
New +$3.2M
GSBD icon
166
Goldman Sachs BDC
GSBD
$1.1B
$2.88M 0.05%
199,515
-1,499
-0.7% -$25.4K
BXSL icon
167
Blackstone Secured Lending
BXSL
$5.72B
$2.82M 0.05%
124,136
-816
-0.7% -$19.5K
TFI icon
168
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.65M 0.04%
60,124
-1,729
-3% -$79.5K
OFS icon
169
OFS Capital
OFS
$51.9M
$2.62M 0.04%
318,247
-998
-0.3% -$10.3K
SCM icon
170
Stellus Capital Investment Corp
SCM
$243M
$2.53M 0.04%
212,263
-464
-0.2% -$6.03K
XLE icon
171
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$2.47M 0.04%
68,590
+4,122
+6% +$156K
FARO
172
DELISTED
Faro Technologies
FARO
$2.47M 0.04%
89,981
+1,098
+1% +$35.8K
ITA icon
173
iShares US Aerospace & Defense ETF
ITA
$14.7B
$2.45M 0.04%
26,851
+1,674
+7% +$169K
IBTL icon
174
iShares iBonds Dec 2031 Term Treasury ETF
IBTL
$650M
$2.41M 0.04%
+117,305
New +$2.55M
OBDC icon
175
Blue Owl Capital
OBDC
$5.74B
$2.36M 0.04%
227,797
-1,651
-0.7% -$21K
5 6
7
8 9

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Confluence Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Confluence Investment Management held 324 positions worth $5.99B, down 6.6% from $6.42B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2022 filing shows 14 new, 131 increased, 135 reduced and 26 closed positions. Its largest new stake was Masco: 716,048 shares worth $33.4M. The largest sale was 3M, an estimated $56.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2022 buy was Masco: 716,048 shares worth $33.4M.
  • Confluence Investment Management added most to iShares iBonds Dec 2030 Term Treasury ETF in Q3 2022, an estimated $14.9M increase.
  • Confluence Investment Management's biggest Q3 2022 reduction was Fortune Brands Innovations, cutting an estimated $26.5M.
  • Confluence Investment Management fully exited 3M in Q3 2022, selling an estimated $56.9M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.99B portfolio in Q3 2022.
  • Confluence Investment Management opened 14 new positions and closed 26 in Q3 2022.
  • Confluence Investment Management's portfolio value fell 6.6% quarter-over-quarter to $5.99B.

Based on Confluence Investment Management's 13F filing for Q3 2022, filed 3 Oct 2022.