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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.12B
AUM Growth
+$402M
Cap. Flow
-$3.91M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.91%
Holding
318
New
16
Increased
150
Reduced
122
Closed
18

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$94.1M
2
BIPC icon
Brookfield Infrastructure
BIPC
+$47.2M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$16.6M
4
IBTI icon
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
+$10.6M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$8.92M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$70.7M
2
GGG icon
Graco
GGG
+$65.4M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$20.7M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$11M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.34M

Sector Composition

Rank Sector Weight
1 Financials 18.84%
2 Industrials 13.96%
3 Technology 13.41%
4 Consumer Discretionary 10.42%
5 Consumer Staples 7.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
151
SLR Investment Corp
SLRC
$715M
$4.53M 0.06%
255,093
-44,560
-15% -$817K
NTUS
152
DELISTED
Natus Medical Inc
NTUS
$4.49M 0.06%
175,277
+21,998
+14% +$564K
BBDC icon
153
Barings BDC
BBDC
$965M
$4.46M 0.06%
447,319
-88,165
-16% -$838K
SCM icon
154
Stellus Capital Investment Corp
SCM
$243M
$4.41M 0.06%
347,026
-44,788
-11% -$513K
PRFT
155
DELISTED
Perficient Inc
PRFT
$4.36M 0.06%
74,167
+2,729
+4% +$154K
TSLX icon
156
Sixth Street Specialty
TSLX
$1.81B
$4.25M 0.06%
201,842
-40,152
-17% -$862K
XLF icon
157
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$4.18M 0.06%
+122,815
New +$3.94M
IBMO icon
158
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$4.11M 0.06%
153,172
+9,338
+6% +$252K
PNNT
159
Pennant Park Investment Corp
PNNT
$241M
$4.06M 0.06%
717,827
-50,990
-7% -$279K
IBTD
160
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$4.04M 0.06%
157,473
-238,939
-60% -$6.14M
XLI icon
161
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$4.02M 0.06%
40,869
+1,619
+4% +$148K
XLB icon
162
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$3.91M 0.05%
99,228
+3,862
+4% +$146K
IBML
163
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.88M 0.05%
148,286
+14,084
+10% +$369K
IBMN
164
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.87M 0.05%
138,647
+12,197
+10% +$342K
RVNU icon
165
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$3.85M 0.05%
133,383
+10,296
+8% +$300K
GSBD icon
166
Goldman Sachs BDC
GSBD
$1.1B
$3.65M 0.05%
189,008
-3,462
-2% -$64.8K
OFS icon
167
OFS Capital
OFS
$51.9M
$3.41M 0.05%
387,920
-68,405
-15% -$534K
XHB icon
168
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$3.2M 0.04%
45,491
+1,780
+4% +$113K
OBDC icon
169
Blue Owl Capital
OBDC
$5.74B
$2.83M 0.04%
205,369
-35,970
-15% -$490K
MUB icon
170
iShares National Muni Bond ETF
MUB
$45.5B
$2.73M 0.04%
23,540
-5,698
-19% -$665K
TFI icon
171
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.73M 0.04%
52,858
+3,937
+8% +$205K
IGSB icon
172
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.45M 0.03%
44,747
+10,587
+31% +$581K
CSWC icon
173
Capital Southwest
CSWC
$1.6B
$2.35M 0.03%
106,044
-26,552
-20% -$542K
TSM icon
174
TSMC
TSM
$2.18T
$2.27M 0.03%
19,223
-691
-3% -$85.6K
IBMK
175
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$2.24M 0.03%
85,131
-51,890
-38% -$1.37M
5 6
7
8 9

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GT
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BFS
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EWM
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EC
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HI
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TCM
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OMC
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Confluence Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Confluence Investment Management held 318 positions worth $7.12B, up 6% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management's Q1 2021 filing shows 16 new, 150 increased, 122 reduced and 18 closed positions. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M. The largest sale was Tiffany & Co., an estimated $70.7M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q1 2021 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M.
  • Confluence Investment Management added most to Home Depot in Q1 2021, an estimated $94.1M increase.
  • Confluence Investment Management's biggest Q1 2021 reduction was Graco, cutting an estimated $65.4M.
  • Confluence Investment Management fully exited Tiffany & Co. in Q1 2021, selling an estimated $70.7M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.12B portfolio in Q1 2021.
  • Confluence Investment Management opened 16 new positions and closed 18 in Q1 2021.
  • Confluence Investment Management's portfolio value rose 6% quarter-over-quarter to $7.12B.

Based on Confluence Investment Management's 13F filing for Q1 2021, filed 5 Apr 2021.