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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+13.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.72B
AUM Growth
+$572M
Cap. Flow
-$170M
Cap. Flow %
-2.52%
Top 10 Hldgs %
21.85%
Holding
319
New
26
Increased
79
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$18.6M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$17.7M
3
DNB
Dun & Bradstreet
DNB
+$17.1M
4
VNT icon
Vontier
VNT
+$16.3M
5
BWIN
Baldwin Insurance Group
BWIN
+$15.1M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$19.9M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$15.9M
3
AXTA icon
Axalta
AXTA
+$14.1M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.49M
5
SLG icon
SL Green Realty
SLG
+$8.46M

Sector Composition

Rank Sector Weight
1 Financials 18.78%
2 Industrials 14.41%
3 Technology 13.51%
4 Consumer Discretionary 8.58%
5 Consumer Staples 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
151
Northwest Natural Holdings
NWN
$2.12B
$4.27M 0.06%
92,757
+5,619
+6% +$266K
SCM icon
152
Stellus Capital Investment Corp
SCM
$243M
$4.26M 0.06%
391,814
-600
-0.2% -$5.94K
RGP icon
153
Resources Connection
RGP
$145M
$4.22M 0.06%
335,684
-1,590
-0.5% -$19.1K
THR
154
DELISTED
Thermon Group Holdings
THR
$4.21M 0.06%
269,566
+3,253
+1% +$43.4K
XLY icon
155
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$4.13M 0.06%
51,356
-4,542
-8% -$350K
IBMO icon
156
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$3.9M 0.06%
143,834
-1,233
-0.8% -$33.3K
IBMM
157
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$3.85M 0.06%
142,154
-834
-0.6% -$22.6K
CTVA icon
158
Corteva
CTVA
$51.3B
$3.84M 0.06%
99,094
-8,420
-8% -$301K
MLM icon
159
Martin Marietta Materials
MLM
$33B
$3.68M 0.05%
12,973
-2,572
-17% -$685K
GSBD icon
160
Goldman Sachs BDC
GSBD
$1.1B
$3.68M 0.05%
192,470
+5,938
+3% +$102K
IBMK
161
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$3.61M 0.05%
137,021
-439
-0.3% -$11.6K
RVNU icon
162
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$3.6M 0.05%
123,087
-1,841
-1% -$52.8K
IBMN
163
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.56M 0.05%
126,450
-1,612
-1% -$45.3K
PNNT
164
Pennant Park Investment Corp
PNNT
$241M
$3.54M 0.05%
768,817
+993
+0.1% +$3.75K
PAHC icon
165
Phibro Animal Health
PAHC
$1.39B
$3.54M 0.05%
182,327
+10,649
+6% +$196K
IBML
166
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.51M 0.05%
134,202
-1,361
-1% -$35.7K
XLI icon
167
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$3.48M 0.05%
+39,250
New +$3.31M
XLB icon
168
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$3.45M 0.05%
+95,366
New +$3.27M
MUB icon
169
iShares National Muni Bond ETF
MUB
$45.5B
$3.43M 0.05%
29,238
+770
+3% +$89.5K
PRFT
170
DELISTED
Perficient Inc
PRFT
$3.4M 0.05%
71,438
+1,571
+2% +$71.3K
OFS icon
171
OFS Capital
OFS
$51.9M
$3.26M 0.05%
456,325
-2,605
-0.6% -$15K
BIPC icon
172
Brookfield Infrastructure
BIPC
$4.85B
$3.18M 0.05%
+65,897
New +$2.79M
NTUS
173
DELISTED
Natus Medical Inc
NTUS
$3.07M 0.05%
153,279
+2,669
+2% +$52.3K
OBDC icon
174
Blue Owl Capital
OBDC
$5.74B
$3.06M 0.05%
241,339
+129,008
+115% +$1.63M
TFI icon
175
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.57M 0.04%
48,921
-746
-2% -$38.8K
5 6
7
8 9

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Confluence Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Confluence Investment Management held 319 positions worth $6.72B, up 9.3% from $6.15B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2020 filing shows 26 new, 79 increased, 183 reduced and 17 closed positions. Its largest new stake was Vontier: 527,091 shares worth $17.6M. The largest sale was Tiffany & Co., an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2020 buy was Vontier: 527,091 shares worth $17.6M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2020, an estimated $18.6M increase.
  • Confluence Investment Management's biggest Q4 2020 reduction was Tiffany & Co., cutting an estimated $19.9M.
  • Confluence Investment Management fully exited State Street Communication Services Select Sector SPDR ETF in Q4 2020, selling an estimated $4.32M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.72B portfolio in Q4 2020.
  • Confluence Investment Management opened 26 new positions and closed 17 in Q4 2020.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $6.72B.

Based on Confluence Investment Management's 13F filing for Q4 2020, filed 25 Jan 2021.