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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
151
TriplePoint Venture Growth BDC
TPVG
$211M
$3.62M 0.06%
327,489
-245,298
-43% -$2.74M
IBMN
152
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.6M 0.06%
128,062
-6,757
-5% -$190K
IBML
153
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.56M 0.06%
135,563
-1,805
-1% -$47.4K
RVNU icon
154
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$3.54M 0.06%
124,928
-10,719
-8% -$307K
IGSB icon
155
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$3.47M 0.06%
+63,134
New +$3.47M
SCM icon
156
Stellus Capital Investment Corp
SCM
$243M
$3.41M 0.06%
392,414
+307
+0.1% +$2.5K
MUB icon
157
iShares National Muni Bond ETF
MUB
$45.5B
$3.3M 0.05%
28,468
-1,378
-5% -$160K
MOV icon
158
Movado Group
MOV
$841M
$3.22M 0.05%
324,173
-366
-0.1% -$3.92K
CTVA icon
159
Corteva
CTVA
$51.3B
$3.1M 0.05%
107,514
-8,323
-7% -$234K
THR
160
DELISTED
Thermon Group Holdings
THR
$2.99M 0.05%
266,313
+6,238
+2% +$82.6K
PAHC icon
161
Phibro Animal Health
PAHC
$1.39B
$2.99M 0.05%
171,678
+3,442
+2% +$73.4K
PRFT
162
DELISTED
Perficient Inc
PRFT
$2.99M 0.05%
69,867
+1,456
+2% +$58.7K
NP
163
DELISTED
Neenah, Inc. Common Stock
NP
$2.98M 0.05%
79,598
+655
+0.8% +$29.4K
GSBD icon
164
Goldman Sachs BDC
GSBD
$1.1B
$2.81M 0.05%
186,532
+106
+0.1% +$1.66K
BABA icon
165
Alibaba
BABA
$308B
$2.71M 0.04%
9,218
+328
+4% +$86.4K
NTUS
166
DELISTED
Natus Medical Inc
NTUS
$2.58M 0.04%
150,610
-1,909
-1% -$36.1K
TFI icon
167
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$2.58M 0.04%
49,667
-78
-0.2% -$4.07K
VREX icon
168
Varex Imaging
VREX
$523M
$2.51M 0.04%
197,272
+7,501
+4% +$103K
PNNT
169
Pennant Park Investment Corp
PNNT
$241M
$2.45M 0.04%
767,824
+657
+0.1% +$2.2K
OFS icon
170
OFS Capital
OFS
$51.9M
$2.16M 0.04%
458,930
+980
+0.2% +$4.49K
TSM icon
171
TSMC
TSM
$2.18T
$2.14M 0.03%
26,353
-733
-3% -$55.7K
FNV icon
172
Franco-Nevada
FNV
$46B
$1.91M 0.03%
13,696
-1,340
-9% -$199K
ICLR icon
173
Icon
ICLR
$12.7B
$1.89M 0.03%
9,914
-2,758
-22% -$507K
SHOP icon
174
Shopify
SHOP
$195B
$1.77M 0.03%
17,350
-3,840
-18% -$382K
SONY icon
175
Sony
SONY
$138B
$1.66M 0.03%
108,295
-7,425
-6% -$115K
5 6
7
8 9

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.