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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYPE
151
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$4.84M 0.08%
287,528
+16,789
+6% +$333K
MOV icon
152
Movado Group
MOV
$867M
$4.69M 0.08%
173,743
-2,472
-1% -$57.8K
IBMI
153
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$4.59M 0.07%
+179,667
New +$4.59M
GSBD icon
154
Goldman Sachs BDC
GSBD
$1.01B
$4.54M 0.07%
231,036
-26,270
-10% -$543K
PAHC icon
155
Phibro Animal Health
PAHC
$1.46B
$4.53M 0.07%
142,575
-1,794
-1% -$41.6K
RMAX icon
156
RE/MAX Holdings
RMAX
$207M
$4.38M 0.07%
142,324
-359,111
-72% -$12.9M
IPHS
157
DELISTED
Innophos Holdings, Inc.
IPHS
$4.37M 0.07%
150,168
+935
+0.6% +$30.1K
XLK icon
158
State Street Technology Select Sector SPDR ETF
XLK
$122B
$4.12M 0.07%
105,590
+1,586
+2% +$67.9K
NTUS
159
DELISTED
Natus Medical Inc
NTUS
$4.07M 0.07%
158,446
+1,539
+1% +$49.3K
IGLB icon
160
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$3.63M 0.06%
56,863
+745
+1% +$49.4K
IBMN
161
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.52M 0.06%
130,811
-3,146
-2% -$85.4K
IBMM
162
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$3.51M 0.06%
133,564
-3,405
-2% -$89.9K
IBML
163
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.5M 0.06%
135,874
+3,845
+3% +$99.2K
MAIN icon
164
Main Street Capital
MAIN
$5.31B
$3.22M 0.05%
78,223
-3,375
-4% -$144K
USCR
165
DELISTED
U S Concrete, Inc.
USCR
$3.17M 0.05%
63,870
-171
-0.3% -$7.83K
XLI icon
166
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$2.82M 0.05%
36,424
+404
+1% +$32.2K
MUB icon
167
iShares National Muni Bond ETF
MUB
$45.4B
$2.76M 0.04%
24,373
+5,971
+32% +$680K
XLB icon
168
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$2.48M 0.04%
84,920
+1,548
+2% +$45.7K
CSWC icon
169
Capital Southwest
CSWC
$1.56B
$2.42M 0.04%
115,715
-1,121
-1% -$24.3K
ICLR icon
170
Icon
ICLR
$12.6B
$2.42M 0.04%
15,707
+552
+4% +$85.1K
PBPB
171
DELISTED
Potbelly
PBPB
$2.31M 0.04%
453,659
+113,115
+33% +$494K
PFLT icon
172
PennantPark Floating Rate Capital
PFLT
$704M
$2M 0.03%
173,293
-2,151
-1% -$25.5K
ALC icon
173
Alcon
ALC
$34.4B
$2M 0.03%
+32,186
New +$1.84M
NATH icon
174
Nathan's Famous
NATH
$406M
$1.99M 0.03%
25,472
+188
+0.7% +$13.9K
GOOGL icon
175
Alphabet (Google) Class A
GOOGL
$4.43T
$1.98M 0.03%
36,580
+280
+0.8% +$18.1K
5 6
7
8 9

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.