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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VREX icon
151
Varex Imaging
VREX
$515M
$4.67M 0.07%
163,553
-419
-0.3% -$12.1K
VBTX
152
DELISTED
Veritex Holdings
VBTX
$4.63M 0.07%
190,610
-1,218
-0.6% -$30K
IBMP icon
153
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$4.57M 0.07%
+175,509
New +$4.57M
MOV icon
154
Movado Group
MOV
$844M
$4.38M 0.07%
176,215
+2,472
+1% +$61.3K
XLK icon
155
State Street Technology Select Sector SPDR ETF
XLK
$122B
$4.19M 0.07%
104,004
-1,586
-2% -$63.5K
CBM
156
DELISTED
Cambrex Corporation
CBM
$4.19M 0.07%
70,366
-40,586
-37% -$2.17M
IGLB icon
157
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$3.74M 0.06%
56,118
-745
-1% -$48.7K
IBMN
158
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.63M 0.06%
133,957
+3,146
+2% +$85.5K
IBMM
159
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$3.6M 0.06%
136,969
+3,405
+3% +$90K
IBMO icon
160
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$3.58M 0.06%
+138,027
New +$3.58M
USCR
161
DELISTED
U S Concrete, Inc.
USCR
$3.54M 0.06%
64,041
+171
+0.3% +$8K
MAIN icon
162
Main Street Capital
MAIN
$5.33B
$3.53M 0.06%
81,598
+3,375
+4% +$144K
IBMJ
163
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$3.42M 0.05%
132,645
-127,700
-49% -$3.3M
IBMK
164
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$3.41M 0.05%
130,602
-127,225
-49% -$3.33M
IBML
165
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.4M 0.05%
132,029
-3,845
-3% -$99.4K
PAHC icon
166
Phibro Animal Health
PAHC
$1.45B
$3.08M 0.05%
144,369
+1,794
+1% +$49.1K
XLI icon
167
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2.8M 0.04%
36,020
-404
-1% -$31K
CSWC icon
168
Capital Southwest
CSWC
$1.58B
$2.55M 0.04%
116,836
+1,121
+1% +$24.2K
TFI icon
169
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$2.43M 0.04%
47,927
-89,415
-65% -$4.54M
XLB icon
170
State Street Materials Select Sector SPDR ETF
XLB
$8.56B
$2.43M 0.04%
83,372
-1,548
-2% -$44.6K
ICLR icon
171
Icon
ICLR
$12.4B
$2.23M 0.03%
15,155
-552
-4% -$84.8K
GOOGL icon
172
Alphabet (Google) Class A
GOOGL
$4.37T
$2.22M 0.03%
36,300
-280
-0.8% -$16.6K
MUB icon
173
iShares National Muni Bond ETF
MUB
$45.4B
$2.1M 0.03%
18,402
-5,971
-24% -$681K
PFLT icon
174
PennantPark Floating Rate Capital
PFLT
$723M
$2.04M 0.03%
175,444
+2,151
+1% +$24.9K
BCSF icon
175
Bain Capital Specialty
BCSF
$834M
$1.89M 0.03%
+101,733
New +$1.83M
5 6
7
8 9

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.