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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMK
151
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$4.62M 0.08%
181,888
-89,836
-33% -$2.29M
PBPB
152
DELISTED
Potbelly
PBPB
$4.61M 0.08%
374,524
+23,761
+7% +$308K
MUB icon
153
iShares National Muni Bond ETF
MUB
$45.3B
$4.37M 0.07%
40,465
-204
-0.5% -$22.2K
SPY icon
154
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$4.36M 0.07%
15,008
+376
+3% +$107K
VREX icon
155
Varex Imaging
VREX
$516M
$4.16M 0.07%
145,176
-1,254
-0.9% -$41.3K
IEMG icon
156
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$4.14M 0.07%
79,876
+8,196
+11% +$428K
ASTE icon
157
Astec Industries
ASTE
$1.02B
$4.11M 0.07%
81,610
+750
+0.9% +$38.7K
FSK icon
158
FS KKR Capital
FSK
$3.33B
$4.09M 0.07%
145,108
– –
MFIC icon
159
MidCap Financial Investment
MFIC
$800M
$4.09M 0.07%
250,648
+170
+0.1% +$2.9K
RBC icon
160
RBC Bearings
RBC
$17.9B
$3.98M 0.07%
26,474
+573
+2% +$82.5K
GSBD icon
161
Goldman Sachs BDC
GSBD
$1.02B
$3.81M 0.07%
171,918
– –
SPDW icon
162
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
$3.8M 0.06%
123,458
+7,237
+6% +$221K
BSCP
163
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3.5M 0.06%
176,681
-4,339
-2% -$86.2K
IIIV icon
164
i3 Verticals
IIIV
$429M
$3.46M 0.06%
+150,439
New +$2.69M
MAIN icon
165
Main Street Capital
MAIN
$5.28B
$3.31M 0.06%
86,101
– –
CULP icon
166
Culp Inc
CULP
$44.8M
$3.26M 0.06%
134,681
-10,760
-7% -$269K
IBDO
167
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$2.88M 0.05%
118,668
+13,324
+13% +$324K
PAHC icon
168
Phibro Animal Health
PAHC
$1.44B
$2.87M 0.05%
+66,929
New +$3.16M
ICLR icon
169
Icon
ICLR
$12.4B
$2.76M 0.05%
17,958
-1,139
-6% -$163K
USCR
170
DELISTED
U S Concrete, Inc.
USCR
$2.67M 0.05%
58,309
+2,546
+5% +$128K
GOOGL icon
171
Alphabet (Google) Class A
GOOGL
$4.38T
$2.48M 0.04%
41,100
-3,160
-7% -$191K
TLH icon
172
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$2.01M 0.03%
+15,668
New +$2.04M
ICMB icon
173
Investcorp Credit Management BDC
ICMB
$12.3M
$1.96M 0.03%
230,012
– –
EC icon
174
Ecopetrol
EC
$35.8B
$1.94M 0.03%
72,130
-3,410
-5% -$75.4K
SHOP icon
175
Shopify
SHOP
$191B
$1.93M 0.03%
117,290
-46,110
-28% -$702K
5 6
7
8 9

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.