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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.71%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.48B
AUM Growth
+$255M
Cap. Flow
+$3.7M
Cap. Flow %
0.07%
Top 10 Hldgs %
23.21%
Holding
249
New
10
Increased
133
Reduced
87
Closed
8

Top Buys

Rank Stock Value
1
BKI
Black Knight, Inc. Common Stock
BKI
+$54.6M
2
AXTA icon
Axalta
AXTA
+$43.1M
3
ACN icon
Accenture
ACN
+$16.3M
4
DD icon
DuPont de Nemours
DD
+$7.41M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.61M

Top Sells

Rank Stock Value
1
ABCO
Advisory Board Co
ABCO
+$46.6M
2
FNF icon
Fidelity National Financial
FNF
+$32.3M
3
ESRX
Express Scripts Holding Company
ESRX
+$24M
4
ROST icon
Ross Stores
ROST
+$16.7M
5
GSK icon
GSK
GSK
+$15.2M

Sector Composition

Rank Sector Weight
1 Financials 21.07%
2 Industrials 11.97%
3 Healthcare 10.44%
4 Technology 9.69%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBD icon
151
Goldman Sachs BDC
GSBD
$969M
$3.83M 0.07%
172,574
+22,046
+15% +$489K
FSK icon
152
FS KKR Capital
FSK
$2.96B
$3.77M 0.07%
128,219
-37,665
-23% -$1.21M
BBDC icon
153
Barings BDC
BBDC
$864M
$3.68M 0.07%
388,135
-110,310
-22% -$1.21M
MAIN icon
154
Main Street Capital
MAIN
$5.06B
$3.67M 0.07%
92,373
-6,625
-7% -$267K
SPDW icon
155
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$3.63M 0.07%
+114,415
New +$3.57M
XLE icon
156
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$3.41M 0.06%
94,288
+31,454
+50% +$1.08M
IWD icon
157
iShares Russell 1000 Value ETF
IWD
$82.2B
$3.4M 0.06%
27,371
+25,644
+1,485% +$3.11M
REZ icon
158
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$3.4M 0.06%
54,613
+1,937
+4% +$123K
VREX icon
159
Varex Imaging
VREX
$472M
$3.3M 0.06%
82,029
+3,538
+5% +$127K
GOOGL icon
160
Alphabet (Google) Class A
GOOGL
$4.36T
$3.29M 0.06%
62,400
-3,500
-5% -$181K
IBMH
161
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$3.12M 0.06%
123,389
+2,713
+2% +$69K
RBC icon
162
RBC Bearings
RBC
$17.4B
$3.1M 0.06%
24,531
+774
+3% +$97.1K
PFX icon
163
PhenixFIN
PFX
$83.1M
$3.06M 0.06%
29,336
-25
-0.1% -$2.85K
VCLT icon
164
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$3.04M 0.06%
31,692
+767
+2% +$72.6K
JBTM
165
JBT Marel
JBTM
$7.21B
$2.99M 0.05%
26,977
-563
-2% -$61.5K
FELE icon
166
Franklin Electric
FELE
$4.63B
$2.97M 0.05%
64,685
-14,434
-18% -$652K
HYG icon
167
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$2.46M 0.04%
28,158
-3,591
-11% -$315K
JNK icon
168
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$2.46M 0.04%
22,289
-2,946
-12% -$326K
PFLT icon
169
PennantPark Floating Rate Capital
PFLT
$689M
$2.36M 0.04%
172,085
+623
+0.4% +$8.78K
XLB icon
170
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$2.11M 0.04%
69,580
+26,194
+60% +$771K
SPTI icon
171
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1.99M 0.04%
67,100
+2,864
+4% +$85.5K
ABDC
172
DELISTED
Alcentra Capital Corp
ABDC
$1.83M 0.03%
217,669
-29,914
-12% -$266K
ICMB icon
173
Investcorp Credit Management BDC
ICMB
$11.1M
$1.63M 0.03%
201,030
-21,568
-10% -$186K
RMR icon
174
The RMR Group
RMR
$325M
$1.58M 0.03%
+26,639
New +$1.5M
OCSL icon
175
Oaktree Specialty Lending
OCSL
$1.02B
$1.52M 0.03%
103,609
+93,149
+891% +$1.49M
5 6
7
8 9

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Confluence Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, Confluence Investment Management held 249 positions worth $5.48B, up 4.9% from $5.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2017 filing shows 10 new, 133 increased, 87 reduced and 8 closed positions. Its largest new stake was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M. The largest sale was Advisory Board Co, an estimated $46.6M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

  • Confluence Investment Management's largest Q4 2017 buy was iShares Core S&P US Value ETF: 122,980 shares worth $6.81M.
  • Confluence Investment Management added most to Black Knight, Inc. Common Stock in Q4 2017, an estimated $54.6M increase.
  • Confluence Investment Management's biggest Q4 2017 reduction was Fidelity National Financial, cutting an estimated $32.3M.
  • Confluence Investment Management fully exited Advisory Board Co in Q4 2017, selling an estimated $46.6M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.48B portfolio in Q4 2017.
  • Confluence Investment Management opened 10 new positions and closed 8 in Q4 2017.
  • Confluence Investment Management's portfolio value rose 4.9% quarter-over-quarter to $5.48B.

Based on Confluence Investment Management's 13F filing for Q4 2017, filed 8 Jan 2018.