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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
151
Alphabet (Google) Class A
GOOGL
$4.62T
$2.86M 0.07%
72,180
-123,960
-63% -$4.96M
IGLB icon
152
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$2.8M 0.07%
47,662
-7,592
-14% -$454K
NTUS
153
DELISTED
Natus Medical Inc
NTUS
$2.79M 0.07%
80,164
+8,355
+12% +$328K
IBMH
154
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$2.73M 0.07%
107,917
+13,129
+14% +$334K
AVNS
155
DELISTED
Avanos Medical
AVNS
$2.72M 0.07%
73,647
+8,510
+13% +$304K
OB
156
DELISTED
Onebeacon Insurance Group Ltd
OB
$2.72M 0.07%
169,630
+8,221
+5% +$124K
GOOD
157
Gladstone Commercial Corp
GOOD
$608M
$2.68M 0.07%
133,376
+8,604
+7% +$158K
TYPE
158
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$2.66M 0.06%
134,056
+9,670
+8% +$195K
FWRD icon
159
Forward Air
FWRD
$484M
$2.59M 0.06%
54,751
+5,943
+12% +$272K
PBPB
160
DELISTED
Potbelly
PBPB
$2.59M 0.06%
201,078
+18,242
+10% +$244K
LQD icon
161
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$2.58M 0.06%
+21,997
New +$2.61M
GLD icon
162
SPDR Gold Trust
GLD
$132B
$2.58M 0.06%
23,501
-8,345
-26% -$969K
XLE icon
163
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$2.55M 0.06%
67,694
-64,122
-49% -$2.32M
IYF icon
164
iShares US Financials ETF
IYF
$4.62B
$2.5M 0.06%
49,234
-17,710
-26% -$845K
BSCP
165
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.48M 0.06%
+122,813
New +$2.53M
XLP icon
166
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$2.44M 0.06%
47,140
-2,867
-6% -$149K
EXPO icon
167
Exponent
EXPO
$3.29B
$2.4M 0.06%
79,530
+1,698
+2% +$49.2K
JBTM
168
JBT Marel
JBTM
$6.9B
$2.37M 0.06%
27,538
-12,662
-31% -$1.03M
IJS icon
169
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$2.33M 0.06%
33,292
-34,632
-51% -$2.27M
THR
170
DELISTED
Thermon Group Holdings
THR
$2.32M 0.06%
121,651
+16,497
+16% +$324K
REZ icon
171
iShares Residential and Multisector Real Estate ETF
REZ
$871M
$2.31M 0.06%
37,255
-47,272
-56% -$2.88M
ABDC
172
DELISTED
Alcentra Capital Corp
ABDC
$2.3M 0.06%
191,932
+1,020
+0.5% +$12.6K
TECH icon
173
Bio-Techne
TECH
$11.2B
$2.27M 0.06%
88,360
+1,660
+2% +$43.6K
FELE icon
174
Franklin Electric
FELE
$4.86B
$2.25M 0.05%
57,804
+623
+1% +$24.5K
HAE icon
175
Haemonetics
HAE
$3.88B
$2.23M 0.05%
55,547
-643
-1% -$24.2K
5 6
7
8 9

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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.