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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTS
151
DELISTED
HATTERAS FINANCIAL CORP
HTS
$2.56M 0.08%
194,447
– –
FEIC
152
DELISTED
FEI COMPANY
FEIC
$2.33M 0.08%
29,166
+3,315
+13% +$256K
LNCE
153
DELISTED
Snyders-Lance, Inc.
LNCE
$2.29M 0.07%
66,766
+2,267
+4% +$81.9K
VAR
154
DELISTED
Varian Medical Systems, Inc.
VAR
$2.21M 0.07%
31,163
+2,822
+10% +$195K
CODI icon
155
Compass Diversified
CODI
$816M
$2.2M 0.07%
138,200
-10,000
-7% -$162K
BCIC
156
BCP Investment Corp
BCIC
$90.9M
$2.18M 0.07%
53,579
-1,530
-3% -$70.6K
JBTM
157
JBT Marel
JBTM
$6.35B
$2.11M 0.07%
42,403
-18,444
-30% -$838K
BMRC icon
158
Bank of Marin Bancorp
BMRC
$472M
$2.1M 0.07%
78,780
-1,452
-2% -$38.6K
HRZN icon
159
Horizon Technology Finance
HRZN
$299M
$2.1M 0.07%
179,012
-80,057
-31% -$879K
PCP
160
DELISTED
PRECISION CASTPARTS CORP
PCP
$2.08M 0.07%
8,983
-372
-4% -$86K
ABDC
161
DELISTED
Alcentra Capital Corp
ABDC
$2.05M 0.07%
176,637
+34,717
+24% +$415K
NATL
162
DELISTED
National Interstate Corporation
NATL
$2M 0.07%
75,083
+40,694
+118% +$1.11M
IDU icon
163
iShares US Utilities ETF
IDU
$1.4B
$1.92M 0.06%
+35,546
New +$1.93M
MTSC
164
DELISTED
MTS Systems Corp
MTSC
$1.9M 0.06%
30,029
+952
+3% +$60.2K
TECH icon
165
Bio-Techne
TECH
$11.2B
$1.88M 0.06%
83,596
+14,980
+22% +$342K
PBPB
166
DELISTED
Potbelly
PBPB
$1.87M 0.06%
159,547
+5,842
+4% +$68.2K
MUB icon
167
iShares National Muni Bond ETF
MUB
$45.4B
$1.83M 0.06%
16,513
+1,836
+13% +$201K
IBMI
168
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$1.82M 0.06%
71,115
+8,064
+13% +$206K
FWRD icon
169
Forward Air
FWRD
$487M
$1.81M 0.06%
42,176
+576
+1% +$25.8K
AVNS
170
DELISTED
Avanos Medical
AVNS
$1.8M 0.06%
53,934
+3,783
+8% +$118K
HLT icon
171
Hilton Worldwide
HLT
$73B
$1.8M 0.06%
27,997
+1,690
+6% +$120K
SPY icon
172
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$1.77M 0.06%
8,692
+5
+0.1% +$1.03K
ICMB icon
173
Investcorp Credit Management BDC
ICMB
$11.9M
$1.76M 0.06%
177,130
+635
+0.4% +$6.84K
HAE icon
174
Haemonetics
HAE
$3.8B
$1.75M 0.06%
54,137
+1,074
+2% +$34.8K
XLE icon
175
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.66M 0.05%
55,160
-1,944
-3% -$64K
5 6
7
8 9

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.