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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCH
151
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.36M 0.11%
103,502
+6,764
+7% +$155K
BSCJ
152
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.34M 0.1%
111,449
+7,276
+7% +$154K
BSCK
153
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.34M 0.1%
111,102
+7,180
+7% +$152K
BSCI
154
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.34M 0.1%
110,727
+7,246
+7% +$154K
CMBS icon
155
iShares CMBS ETF
CMBS
$473M
$2.32M 0.1%
45,165
+3,001
+7% +$155K
IBCB
156
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$2.32M 0.1%
23,199
+1,559
+7% +$156K
TSLX icon
157
Sixth Street Specialty
TSLX
$1.71B
$2.21M 0.1%
+137,717
New +$2.56M
GAIN icon
158
Gladstone Investment Corp
GAIN
$671M
$2.19M 0.1%
307,979
-1,114
-0.4% -$8.33K
MVC
159
DELISTED
MVC Capital, Inc.
MVC
$2.19M 0.1%
203,370
-59,542
-23% -$736K
WOOF
160
DELISTED
VCA Inc.
WOOF
$2.01M 0.09%
51,119
+663
+1% +$25.6K
TAM
161
DELISTED
TAMINCO CORP COM
TAM
$1.88M 0.08%
72,068
+35,615
+98% +$829K
FNFV
162
DELISTED
Fidelity Natl Financial, Inc.
FNFV
$1.81M 0.08%
+172,935
New +$2.06M
CJES
163
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.79M 0.08%
58,682
+1,067
+2% +$32K
ICMB icon
164
Investcorp Credit Management BDC
ICMB
$11.9M
$1.79M 0.08%
136,441
+55,550
+69% +$761K
SUNS
165
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.77M 0.08%
114,968
+1,459
+1% +$23.6K
VGK icon
166
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.75M 0.08%
31,666
+635
+2% +$36.7K
WST icon
167
West Pharmaceutical
WST
$24.5B
$1.74M 0.08%
38,925
+8,031
+26% +$341K
TECH icon
168
Bio-Techne
TECH
$11.2B
$1.69M 0.08%
72,108
+228
+0.3% +$5.34K
HAE icon
169
Haemonetics
HAE
$3.88B
$1.65M 0.07%
47,237
+616
+1% +$22K
BSCG
170
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.63M 0.07%
73,025
+4,611
+7% +$103K
FWRD icon
171
Forward Air
FWRD
$484M
$1.6M 0.07%
35,788
+515
+1% +$24.1K
THR
172
DELISTED
Thermon Group Holdings
THR
$1.6M 0.07%
65,395
+1,091
+2% +$28.1K
PBPB
173
DELISTED
Potbelly
PBPB
$1.58M 0.07%
135,945
+42,415
+45% +$523K
IBMG
174
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$1.58M 0.07%
61,660
+4,492
+8% +$115K
RMAX icon
175
RE/MAX Holdings
RMAX
$207M
$1.57M 0.07%
52,989
+1,001
+2% +$29.8K
5 6
7
8 9

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.