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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.97B
AUM Growth
+$167M
Cap. Flow
+$152M
Cap. Flow %
7.7%
Top 10 Hldgs %
20.31%
Holding
277
New
22
Increased
140
Reduced
75
Closed
25

Top Buys

Rank Stock Value
1
DLR icon
Digital Realty Trust
DLR
+$27.4M
2
CL icon
Colgate-Palmolive
CL
+$14.5M
3
MAT icon
Mattel
MAT
+$14.3M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$8.44M

Top Sells

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$21.4M
2
IYW icon
iShares US Technology ETF
IYW
+$5.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.14M
4
LMT icon
Lockheed Martin
LMT
+$5.05M
5
BR icon
Broadridge
BR
+$4.79M

Sector Composition

Rank Sector Weight
1 Financials 19.94%
2 Industrials 12.5%
3 Healthcare 8.94%
4 Technology 7.72%
5 Real Estate 6.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFE
151
DELISTED
Safeguard Scientifics, Inc.
SFE
$2.16M 0.11%
97,467
+22,000
+29% +$437K
BSCH
152
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.16M 0.11%
94,691
+9,780
+12% +$223K
BSCI
153
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.13M 0.11%
101,271
+10,623
+12% +$224K
BSCJ
154
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.13M 0.11%
101,914
+10,745
+12% +$224K
IBCB
155
DELISTED
ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF
IBCB
$2.12M 0.11%
21,198
+2,235
+12% +$223K
BSCK
156
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.12M 0.11%
101,630
+10,794
+12% +$225K
GNMA icon
157
iShares GNMA Bond ETF
GNMA
$423M
$2.12M 0.11%
43,373
+4,601
+12% +$225K
CMBS icon
158
iShares CMBS ETF
CMBS
$473M
$2.11M 0.11%
41,193
+4,387
+12% +$225K
ACAS
159
DELISTED
American Capital Ltd
ACAS
$2.02M 0.1%
127,906
-42,802
-25% -$660K
XLB icon
160
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$1.92M 0.1%
80,988
-18,878
-19% -$434K
VGK icon
161
Vanguard FTSE Europe ETF
VGK
$31.2B
$1.89M 0.1%
+32,129
New +$1.88M
SUNS
162
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.86M 0.09%
108,963
-37,309
-26% -$671K
IDU icon
163
iShares US Utilities ETF
IDU
$1.39B
$1.82M 0.09%
34,896
-5,746
-14% -$285K
CJES
164
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.75M 0.09%
60,075
+1,805
+3% +$44.5K
PLOW icon
165
Douglas Dynamics
PLOW
$1.05B
$1.7M 0.09%
97,664
+17,093
+21% +$277K
GOOD
166
Gladstone Commercial Corp
GOOD
$590M
$1.67M 0.08%
96,144
+4,250
+5% +$75.7K
FWRD icon
167
Forward Air
FWRD
$486M
$1.63M 0.08%
35,320
+1,188
+3% +$52.5K
WOOF
168
DELISTED
VCA Inc.
WOOF
$1.63M 0.08%
50,423
+1,040
+2% +$33.6K
BSCG
169
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.5M 0.08%
66,997
+6,663
+11% +$149K
HAE icon
170
Haemonetics
HAE
$3.86B
$1.5M 0.08%
45,952
+14,165
+45% +$541K
TECH icon
171
Bio-Techne
TECH
$11.2B
$1.5M 0.08%
70,200
+2,720
+4% +$61.2K
MLI icon
172
Mueller Industries
MLI
$15.2B
$1.5M 0.08%
199,388
+5,852
+3% +$44.9K
BMRC icon
173
Bank of Marin Bancorp
BMRC
$470M
$1.48M 0.07%
65,470
+2,178
+3% +$48K
FELE icon
174
Franklin Electric
FELE
$4.85B
$1.47M 0.07%
34,617
+622
+2% +$26.2K
OB
175
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.47M 0.07%
95,200
+8,234
+9% +$126K
5 6
7
8 9

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Confluence Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, Confluence Investment Management held 277 positions worth $1.97B, up 9.2% from $1.81B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $152M of net new capital in Q1 2014, opening 22 new positions and adding to 140 existing holdings. Its largest new stake was Digital Realty Trust: 526,885 shares worth $28M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard Real Estate ETF, an estimated $21.4M trimmed.

  • Confluence Investment Management's largest Q1 2014 buy was Digital Realty Trust: 526,885 shares worth $28M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q1 2014, an estimated $14.5M increase.
  • Confluence Investment Management's biggest Q1 2014 reduction was Vanguard Real Estate ETF, cutting an estimated $21.4M.
  • Confluence Investment Management fully exited Automatic Data Processing in Q1 2014, selling an estimated $4.62M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.97B portfolio in Q1 2014.
  • Confluence Investment Management opened 22 new positions and closed 25 in Q1 2014.
  • Confluence Investment Management's portfolio value rose 9.2% quarter-over-quarter to $1.97B.

Based on Confluence Investment Management's 13F filing for Q1 2014, filed 7 May 2014.