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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBS icon
151
iShares CMBS ETF
CMBS
$473M
$1.88M 0.1%
36,806
+2,251
+7% +$116K
GNMA icon
152
iShares GNMA Bond ETF
GNMA
$422M
$1.88M 0.1%
38,772
+2,394
+7% +$117K
BSCJ
153
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.88M 0.1%
91,169
+5,665
+7% +$117K
OXSQ icon
154
Oxford Square Capital
OXSQ
$157M
$1.87M 0.1%
181,244
-23,057
-11% -$236K
BSCK
155
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.87M 0.1%
90,836
+5,743
+7% +$118K
THR
156
DELISTED
Thermon Group Holdings
THR
$1.69M 0.09%
61,946
+75
+0.1% +$1.95K
GOOD
157
Gladstone Commercial Corp
GOOD
$596M
$1.65M 0.09%
91,894
+23,281
+34% +$425K
WST icon
158
West Pharmaceutical
WST
$24.4B
$1.62M 0.09%
32,961
-1,993
-6% -$93.3K
TECH icon
159
Bio-Techne
TECH
$11.2B
$1.6M 0.09%
67,480
+496
+0.7% +$10.7K
WOOF
160
DELISTED
VCA Inc.
WOOF
$1.55M 0.09%
49,383
+1,873
+4% +$54.6K
MLI icon
161
Mueller Industries
MLI
$15B
$1.52M 0.08%
193,536
+3,528
+2% +$26.2K
FELE icon
162
Franklin Electric
FELE
$4.79B
$1.52M 0.08%
33,995
-392
-1% -$16K
FULL
163
DELISTED
Full Circle Capital Corporation
FULL
$1.52M 0.08%
215,559
– –
SFE
164
DELISTED
Safeguard Scientifics, Inc.
SFE
$1.52M 0.08%
75,467
+10,000
+15% +$177K
FWRD icon
165
Forward Air
FWRD
$472M
$1.5M 0.08%
34,132
-1,932
-5% -$80.4K
CULP icon
166
Culp Inc
CULP
$44.2M
$1.45M 0.08%
+71,097
New +$1.38M
GTI
167
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$1.45M 0.08%
128,645
-26,934
-17% -$275K
OB
168
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.38M 0.08%
86,966
-2,477
-3% -$38.6K
BMRC icon
169
Bank of Marin Bancorp
BMRC
$478M
$1.37M 0.08%
63,292
+1,494
+2% +$32.3K
PLOW icon
170
Douglas Dynamics
PLOW
$1.04B
$1.35M 0.08%
80,571
+4,054
+5% +$63.3K
HITT
171
DELISTED
HITTITE MICROWAVE CORP
HITT
$1.35M 0.07%
21,891
+681
+3% +$42.6K
CJES
172
DELISTED
C&J ENERGY SVCS LTD
CJES
$1.35M 0.07%
58,270
+1,575
+3% +$36K
BSCG
173
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.34M 0.07%
60,334
+3,920
+7% +$87.5K
HAE icon
174
Haemonetics
HAE
$3.91B
$1.34M 0.07%
31,787
+1,621
+5% +$66.7K
VCRA
175
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$1.33M 0.07%
85,456
+1,463
+2% +$25K
5 6
7
8 9

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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.