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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFI icon
151
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$1.79M 0.11%
39,115
+11,004
+39% +$494K
CMBS icon
152
iShares CMBS ETF
CMBS
$473M
$1.78M 0.11%
34,555
+2,186
+7% +$111K
BSCI
153
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$1.78M 0.11%
85,129
+5,444
+7% +$113K
GNMA icon
154
iShares GNMA Bond ETF
GNMA
$423M
$1.77M 0.11%
36,378
+2,379
+7% +$114K
BSCJ
155
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.76M 0.11%
85,504
+5,634
+7% +$115K
IWN icon
156
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.75M 0.11%
19,073
-57,421
-75% -$5.18M
BSCK
157
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1.74M 0.11%
85,093
+5,813
+7% +$118K
SHM icon
158
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$1.72M 0.11%
35,426
+9,476
+37% +$456K
VCRA
159
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$1.56M 0.1%
83,993
+793
+1% +$12.9K
FWRD icon
160
Forward Air
FWRD
$484M
$1.45M 0.09%
36,064
+366
+1% +$13.9K
WST icon
161
West Pharmaceutical
WST
$24.5B
$1.44M 0.09%
34,954
-4,362
-11% -$166K
THR
162
DELISTED
Thermon Group Holdings
THR
$1.43M 0.09%
61,871
+1,786
+3% +$37.8K
HITT
163
DELISTED
HITTITE MICROWAVE CORP
HITT
$1.39M 0.09%
21,210
+103
+0.5% +$6.39K
FELE icon
164
Franklin Electric
FELE
$4.86B
$1.35M 0.08%
34,387
-695
-2% -$26.2K
TECH icon
165
Bio-Techne
TECH
$11.2B
$1.34M 0.08%
66,984
+1,528
+2% +$29K
MLI icon
166
Mueller Industries
MLI
$15.1B
$1.32M 0.08%
190,008
+1,336
+0.7% +$9.2K
MORN icon
167
Morningstar
MORN
$7.51B
$1.32M 0.08%
16,652
-176
-1% -$13.6K
OB
168
DELISTED
Onebeacon Insurance Group Ltd
OB
$1.32M 0.08%
89,443
+14,554
+19% +$212K
GTI
169
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$1.31M 0.08%
155,579
+2,024
+1% +$15.7K
WOOF
170
DELISTED
VCA Inc.
WOOF
$1.3M 0.08%
47,510
-1,086
-2% -$30.4K
BMRC icon
171
Bank of Marin Bancorp
BMRC
$478M
$1.28M 0.08%
61,798
+49,532
+404% +$1.03M
CUB
172
DELISTED
Cubic Corporation
CUB
$1.26M 0.08%
23,398
+337
+1% +$17.4K
BSCG
173
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.25M 0.08%
56,414
+3,269
+6% +$72.4K
PPLT
174
abrdn Physical Platinum Shares ETF
PPLT
$2B
$1.24M 0.08%
90,260
+46,150
+105% +$656K
GOOD
175
Gladstone Commercial Corp
GOOD
$608M
$1.23M 0.08%
68,613
+1,314
+2% +$24K
5 6
7
8 9

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BFS
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EWM
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TCM
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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.