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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+9.43%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.07B
AUM Growth
+$613M
Cap. Flow
+$35.9M
Cap. Flow %
0.51%
Top 10 Hldgs %
22.84%
Holding
312
New
22
Increased
71
Reduced
182
Closed
18

Top Buys

Rank Stock Value
1
CLX icon
Clorox
CLX
+$103M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$99.6M
3
UPS icon
United Parcel Service
UPS
+$48.5M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$26.1M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$41M
2
RTX icon
RTX Corp
RTX
+$26.8M
3
MSFT icon
Microsoft
MSFT
+$26.6M
4
WY icon
Weyerhaeuser
WY
+$18.2M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$18M

Sector Composition

Rank Sector Weight
1 Financials 20.19%
2 Industrials 13.62%
3 Technology 13.62%
4 Consumer Staples 9.16%
5 Consumer Discretionary 8.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMM
126
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$5.8M 0.08%
223,581
-43,560
-16% -$1.12M
BSMQ icon
127
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
$5.61M 0.08%
236,096
-2,352
-1% -$54.8K
MAIN icon
128
Main Street Capital
MAIN
$5.48B
$5.59M 0.08%
129,288
+122
+0.1% +$4.98K
BSMP
129
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$5.58M 0.08%
227,274
-2,178
-0.9% -$52.8K
RBC icon
130
RBC Bearings
RBC
$18B
$5.53M 0.08%
19,403
-2,567
-12% -$629K
STC icon
131
Stewart Information Services
STC
$2.08B
$5.33M 0.08%
90,712
-11,334
-11% -$538K
GBDC icon
132
Golub Capital BDC
GBDC
$3.42B
$5.32M 0.08%
352,073
+238
+0.1% +$3.5K
BXSL icon
133
Blackstone Secured Lending
BXSL
$5.72B
$5.21M 0.07%
188,459
-330
-0.2% -$9.11K
XME icon
134
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$4.96M 0.07%
82,909
+5,213
+7% +$276K
TRIP icon
135
TripAdvisor
TRIP
$1.26B
$4.79M 0.07%
222,521
+105,746
+91% +$1.85M
TSLX icon
136
Sixth Street Specialty
TSLX
$1.81B
$4.79M 0.07%
221,719
+120
+0.1% +$2.47K
NMFC icon
137
New Mountain Finance
NMFC
$732M
$4.78M 0.07%
375,589
+207
+0.1% +$2.64K
ITA icon
138
iShares US Aerospace & Defense ETF
ITA
$14.7B
$4.76M 0.07%
37,634
-768
-2% -$88.7K
CVCO icon
139
Cavco Industries
CVCO
$4.55B
$4.67M 0.07%
13,462
-838
-6% -$239K
TCPC icon
140
BlackRock TCP Capital
TCPC
$345M
$4.6M 0.07%
398,695
+3,471
+0.9% +$39.4K
KAI icon
141
Kadant
KAI
$3.99B
$4.58M 0.06%
16,345
-5,146
-24% -$1.29M
WGO icon
142
Winnebago Industries
WGO
$909M
$4.52M 0.06%
62,053
-10,167
-14% -$652K
HYMB icon
143
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$4.49M 0.06%
177,493
+44,774
+34% +$1.08M
PNNT
144
Pennant Park Investment Corp
PNNT
$241M
$4.43M 0.06%
641,557
+2,086
+0.3% +$13.5K
BBDC icon
145
Barings BDC
BBDC
$965M
$4.31M 0.06%
502,263
+5,735
+1% +$51K
MLN icon
146
VanEck Long Muni ETF
MLN
$683M
$4.14M 0.06%
+226,755
New +$3.89M
IBDS icon
147
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$4.11M 0.06%
171,682
-8,761
-5% -$204K
HTO
148
H2O America
HTO
$2.62B
$4.06M 0.06%
62,096
-4,357
-7% -$276K
MOV icon
149
Movado Group
MOV
$841M
$3.96M 0.06%
131,435
-8,468
-6% -$243K
XLI icon
150
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$3.95M 0.06%
34,645
+2,854
+9% +$300K
4 5
6
7 8

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Confluence Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Confluence Investment Management held 312 positions worth $7.07B, up 9.5% from $6.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2023 filing shows 22 new, 71 increased, 182 reduced and 18 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M. The largest sale was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $41M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2023 buy was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M.
  • Confluence Investment Management added most to Clorox in Q4 2023, an estimated $103M increase.
  • Confluence Investment Management's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $41M.
  • Confluence Investment Management fully exited RTX Corp in Q4 2023, selling an estimated $26.8M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $7.07B portfolio in Q4 2023.
  • Confluence Investment Management opened 22 new positions and closed 18 in Q4 2023.
  • Confluence Investment Management's portfolio value rose 9.5% quarter-over-quarter to $7.07B.

Based on Confluence Investment Management's 13F filing for Q4 2023, filed 5 Nov 2024.