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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXSL icon
126
Blackstone Secured Lending
BXSL
$5.72B
$5.17M 0.08%
188,789
+81
+0% +$2.24K
GBDC icon
127
Golub Capital BDC
GBDC
$3.42B
$5.16M 0.08%
351,835
+40,231
+13% +$571K
RBC icon
128
RBC Bearings
RBC
$18B
$5.14M 0.08%
21,970
-1,933
-8% -$438K
NMFC icon
129
New Mountain Finance
NMFC
$732M
$4.86M 0.08%
375,382
+3,154
+0.8% +$40.2K
KAI icon
130
Kadant
KAI
$3.99B
$4.85M 0.08%
21,491
-3,664
-15% -$793K
HAYW icon
131
Hayward Holdings
HAYW
$3.36B
$4.66M 0.07%
330,627
-84,054
-20% -$1.15M
TCPC icon
132
BlackRock TCP Capital
TCPC
$345M
$4.64M 0.07%
395,224
+291
+0.1% +$3.5K
TSLX icon
133
Sixth Street Specialty
TSLX
$1.81B
$4.53M 0.07%
221,599
+198
+0.1% +$3.95K
STC icon
134
Stewart Information Services
STC
$2.08B
$4.47M 0.07%
102,046
-7,088
-6% -$321K
BBDC icon
135
Barings BDC
BBDC
$965M
$4.42M 0.07%
496,528
+10,460
+2% +$90K
MGPI icon
136
MGP Ingredients
MGPI
$375M
$4.41M 0.07%
41,770
-3,045
-7% -$345K
WGO icon
137
Winnebago Industries
WGO
$909M
$4.29M 0.07%
72,220
-5,178
-7% -$336K
JBTM
138
JBT Marel
JBTM
$6.39B
$4.21M 0.07%
40,084
-2,734
-6% -$306K
PNNT
139
Pennant Park Investment Corp
PNNT
$241M
$4.21M 0.07%
639,471
-55,771
-8% -$361K
IBDS icon
140
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.85B
$4.18M 0.06%
180,443
-3,347
-2% -$78.1K
EPC icon
141
Edgewell Personal Care
EPC
$1.31B
$4.15M 0.06%
112,369
-7,557
-6% -$292K
XME icon
142
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$4.08M 0.06%
77,696
+1,638
+2% +$84.9K
ITA icon
143
iShares US Aerospace & Defense ETF
ITA
$14.7B
$4.07M 0.06%
38,402
+1,426
+4% +$163K
CLB icon
144
Core Laboratories
CLB
$521M
$4.05M 0.06%
168,826
-22,278
-12% -$547K
HTO
145
H2O America
HTO
$2.62B
$3.99M 0.06%
66,453
-4,769
-7% -$320K
JBSS icon
146
John B. Sanfilippo & Son
JBSS
$972M
$3.97M 0.06%
+40,215
New +$4.23M
MOV icon
147
Movado Group
MOV
$841M
$3.83M 0.06%
139,903
-8,932
-6% -$243K
CVCO icon
148
Cavco Industries
CVCO
$4.55B
$3.8M 0.06%
+14,300
New +$4.01M
MRTN icon
149
Marten Transport
MRTN
$1.22B
$3.79M 0.06%
192,226
-12,523
-6% -$265K
IIIV icon
150
i3 Verticals
IIIV
$342M
$3.71M 0.06%
175,515
-11,633
-6% -$269K
4 5
6
7 8

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.