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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYG icon
126
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$5.86M 0.09%
115,663
-105,747
-48% -$5.5M
ALNT icon
127
Allient
ALNT
$1.92B
$5.75M 0.09%
165,014
-17,116
-9% -$564K
BSMQ icon
128
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
$5.72M 0.09%
+243,141
New +$5.65M
BSMP
129
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$5.68M 0.08%
+233,754
New +$5.64M
FWRD icon
130
Forward Air
FWRD
$654M
$5.68M 0.08%
54,143
-6,799
-11% -$714K
BSMO
131
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$5.66M 0.08%
+228,559
New +$5.63M
BSMN
132
DELISTED
Invesco BulletShares 2023 Municipal Bond ETF
BSMN
$5.65M 0.08%
+224,927
New +$5.63M
RBC icon
133
RBC Bearings
RBC
$18B
$5.45M 0.08%
26,012
-4,910
-16% -$1.12M
TCPC icon
134
BlackRock TCP Capital
TCPC
$345M
$5.44M 0.08%
420,740
-333
-0.1% -$4.15K
IGSB icon
135
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$5.44M 0.08%
+109,249
New +$5.41M
HTGC icon
136
Hercules Capital
HTGC
$3.23B
$5.32M 0.08%
402,192
+292
+0.1% +$3.97K
MOV icon
137
Movado Group
MOV
$841M
$5.21M 0.08%
161,480
-9,152
-5% -$292K
MAIN icon
138
Main Street Capital
MAIN
$5.48B
$5.2M 0.08%
140,794
+20
+0% +$731
MGPI icon
139
MGP Ingredients
MGPI
$375M
$5.18M 0.08%
48,716
-2,311
-5% -$258K
VNT icon
140
Vontier
VNT
$4.74B
$5.13M 0.08%
265,276
-58,339
-18% -$1.09M
EPC icon
141
Edgewell Personal Care
EPC
$1.31B
$5.06M 0.08%
131,185
-9,094
-6% -$361K
XLV icon
142
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$5.06M 0.08%
37,215
+2,887
+8% +$383K
NMFC icon
143
New Mountain Finance
NMFC
$732M
$4.96M 0.07%
400,776
-519
-0.1% -$6.39K
IIIV icon
144
i3 Verticals
IIIV
$342M
$4.95M 0.07%
203,458
-18,040
-8% -$407K
PRFT
145
DELISTED
Perficient Inc
PRFT
$4.92M 0.07%
70,397
+37,928
+117% +$2.62M
KAI icon
146
Kadant
KAI
$3.99B
$4.89M 0.07%
27,514
-2,245
-8% -$400K
GBDC icon
147
Golub Capital BDC
GBDC
$3.42B
$4.59M 0.07%
348,738
+341
+0.1% +$4.49K
VBTX
148
DELISTED
Veritex Holdings
VBTX
$4.53M 0.07%
161,165
-12,225
-7% -$363K
WGO icon
149
Winnebago Industries
WGO
$909M
$4.44M 0.07%
84,231
-7,403
-8% -$421K
BBDC icon
150
Barings BDC
BBDC
$965M
$4.4M 0.07%
540,432
-2,559
-0.5% -$22.2K
4 5
6
7 8

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.