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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-5.38%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.99B
AUM Growth
-$423M
Cap. Flow
-$31.9M
Cap. Flow %
-0.53%
Top 10 Hldgs %
23.15%
Holding
324
New
14
Increased
131
Reduced
135
Closed
26

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$37.3M
2
IBTK icon
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
+$14.9M
3
APH icon
Amphenol
APH
+$9.75M
4
HYBB icon
iShares BB Rated Corporate Bond ETF
HYBB
+$8.75M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$6.64M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$56.9M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$26.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$26.5M
4
NVS icon
Novartis
NVS
+$15.8M
5
AXTA icon
Axalta
AXTA
+$6.89M

Sector Composition

Rank Sector Weight
1 Financials 21.6%
2 Technology 12.76%
3 Industrials 12.68%
4 Consumer Staples 8.97%
5 Consumer Discretionary 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSMV icon
126
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$188M
$5.29M 0.09%
268,138
-7,232
-3% -$151K
IBMP icon
127
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
$5.28M 0.09%
216,636
-7,502
-3% -$189K
EPC icon
128
Edgewell Personal Care
EPC
$1.31B
$5.25M 0.09%
140,279
-14,338
-9% -$559K
ALNT icon
129
Allient
ALNT
$1.92B
$5.21M 0.09%
182,130
-22,627
-11% -$675K
HTO
130
H2O America
HTO
$2.62B
$5.19M 0.09%
90,045
-6,898
-7% -$444K
KAI icon
131
Kadant
KAI
$3.99B
$4.96M 0.08%
29,759
-1,138
-4% -$212K
IBMM
132
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$4.89M 0.08%
191,615
+12,990
+7% +$337K
WGO icon
133
Winnebago Industries
WGO
$909M
$4.88M 0.08%
91,634
-7,252
-7% -$421K
MOV icon
134
Movado Group
MOV
$841M
$4.81M 0.08%
170,632
-6,503
-4% -$213K
MAIN icon
135
Main Street Capital
MAIN
$5.48B
$4.74M 0.08%
140,774
-829
-0.6% -$34.1K
HTGC icon
136
Hercules Capital
HTGC
$3.23B
$4.65M 0.08%
401,900
-2,270
-0.6% -$32.4K
NMFC icon
137
New Mountain Finance
NMFC
$732M
$4.63M 0.08%
401,295
-1,898
-0.5% -$24.2K
VBTX
138
DELISTED
Veritex Holdings
VBTX
$4.61M 0.08%
173,390
-5,958
-3% -$180K
TCPC icon
139
BlackRock TCP Capital
TCPC
$345M
$4.6M 0.08%
421,073
-2,125
-0.5% -$27.6K
BBDC icon
140
Barings BDC
BBDC
$965M
$4.49M 0.07%
542,991
-3,926
-0.7% -$37.9K
MRTN icon
141
Marten Transport
MRTN
$1.22B
$4.49M 0.07%
234,266
-152,110
-39% -$3.04M
IIIV icon
142
i3 Verticals
IIIV
$342M
$4.44M 0.07%
221,498
-7,634
-3% -$186K
AZEK
143
DELISTED
The AZEK Co
AZEK
$4.38M 0.07%
+263,853
New +$5.02M
IBMN
144
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$4.34M 0.07%
167,520
-5,453
-3% -$145K
GBDC icon
145
Golub Capital BDC
GBDC
$3.42B
$4.32M 0.07%
348,397
-2,354
-0.7% -$32K
NWN icon
146
Northwest Natural Holdings
NWN
$2.12B
$4.28M 0.07%
98,593
-13,277
-12% -$673K
MDYG icon
147
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$4.26M 0.07%
70,622
+5,119
+8% +$338K
IBMO icon
148
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
$4.22M 0.07%
171,505
-23,561
-12% -$598K
IBDW icon
149
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.55B
$4.21M 0.07%
215,579
+7,299
+4% +$152K
IBML
150
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$4.2M 0.07%
166,337
+2,042
+1% +$51.9K
4 5
6
7 8

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Confluence Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Confluence Investment Management held 324 positions worth $5.99B, down 6.6% from $6.42B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2022 filing shows 14 new, 131 increased, 135 reduced and 26 closed positions. Its largest new stake was Masco: 716,048 shares worth $33.4M. The largest sale was 3M, an estimated $56.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2022 buy was Masco: 716,048 shares worth $33.4M.
  • Confluence Investment Management added most to iShares iBonds Dec 2030 Term Treasury ETF in Q3 2022, an estimated $14.9M increase.
  • Confluence Investment Management's biggest Q3 2022 reduction was Fortune Brands Innovations, cutting an estimated $26.5M.
  • Confluence Investment Management fully exited 3M in Q3 2022, selling an estimated $56.9M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.99B portfolio in Q3 2022.
  • Confluence Investment Management opened 14 new positions and closed 26 in Q3 2022.
  • Confluence Investment Management's portfolio value fell 6.6% quarter-over-quarter to $5.99B.

Based on Confluence Investment Management's 13F filing for Q3 2022, filed 3 Oct 2022.