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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+11.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.53B
AUM Growth
+$405M
Cap. Flow
-$327M
Cap. Flow %
-4.34%
Top 10 Hldgs %
22.04%
Holding
315
New
16
Increased
109
Reduced
174
Closed
9

Top Buys

Rank Stock Value
1
GTES icon
Gates Industrial Corporation Ltd.
GTES
+$6.98M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.51M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$5.57M
4
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$4.6M
5
BXSL icon
Blackstone Secured Lending
BXSL
+$3.77M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$51.8M
2
GGG icon
Graco
GGG
+$10.2M
3
HD icon
Home Depot
HD
+$10.1M
4
PAYX icon
Paychex
PAYX
+$9.75M
5
ACN icon
Accenture
ACN
+$9.21M

Sector Composition

Rank Sector Weight
1 Financials 18.46%
2 Technology 13.6%
3 Industrials 13.4%
4 Consumer Discretionary 9.55%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KAI icon
126
Kadant
KAI
$3.99B
$7.47M 0.1%
32,409
-16,376
-34% -$3.65M
RBC icon
127
RBC Bearings
RBC
$18B
$7.43M 0.1%
36,786
-20
-0.1% -$4.3K
HTO
128
H2O America
HTO
$2.62B
$7.41M 0.1%
101,181
+2,771
+3% +$193K
EPC icon
129
Edgewell Personal Care
EPC
$1.31B
$7.39M 0.1%
161,667
-8,451
-5% -$341K
JJSF icon
130
J&J Snack Foods
JJSF
$1.71B
$6.99M 0.09%
44,266
+4,427
+11% +$666K
HTGC icon
131
Hercules Capital
HTGC
$3.23B
$6.85M 0.09%
412,970
+2,541
+0.6% +$43.1K
IBMQ icon
132
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$6.72M 0.09%
246,489
+5,907
+2% +$161K
IUSV icon
133
iShares Core S&P US Value ETF
IUSV
$27.7B
$6.7M 0.09%
+87,821
New +$6.51M
MAIN icon
134
Main Street Capital
MAIN
$5.48B
$6.33M 0.08%
140,996
+663
+0.5% +$29.2K
EWU icon
135
iShares MSCI United Kingdom ETF
EWU
$4.16B
$6.17M 0.08%
186,144
+8,516
+5% +$281K
FARO
136
DELISTED
Faro Technologies
FARO
$6.08M 0.08%
86,836
+1,587
+2% +$114K
TCPC icon
137
BlackRock TCP Capital
TCPC
$345M
$5.68M 0.08%
420,196
+5,868
+1% +$81.5K
BMRC icon
138
Bank of Marin Bancorp
BMRC
$459M
$5.64M 0.07%
151,589
+3,757
+3% +$140K
IBMM
139
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$5.62M 0.07%
209,740
+5,628
+3% +$151K
IBMP icon
140
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$5.52M 0.07%
204,005
+5,383
+3% +$145K
NMFC icon
141
New Mountain Finance
NMFC
$732M
$5.5M 0.07%
401,550
-63,686
-14% -$871K
NWN icon
142
Northwest Natural Holdings
NWN
$2.12B
$5.47M 0.07%
112,079
+5,051
+5% +$235K
CLB icon
143
Core Laboratories
CLB
$521M
$5.38M 0.07%
241,239
-9,134
-4% -$238K
THR
144
DELISTED
Thermon Group Holdings
THR
$5.29M 0.07%
312,429
+7,837
+3% +$137K
IIIV icon
145
i3 Verticals
IIIV
$342M
$5.28M 0.07%
231,855
+4,043
+2% +$90.6K
BBDC icon
146
Barings BDC
BBDC
$965M
$5.09M 0.07%
461,477
+10,273
+2% +$113K
GBDC icon
147
Golub Capital BDC
GBDC
$3.42B
$5.04M 0.07%
326,343
-263
-0.1% -$4.07K
PNNT
148
Pennant Park Investment Corp
PNNT
$241M
$4.99M 0.07%
720,661
+277
+0% +$1.9K
TSLX icon
149
Sixth Street Specialty
TSLX
$1.81B
$4.89M 0.07%
209,276
+4,687
+2% +$110K
XLF icon
150
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$4.76M 0.06%
121,888
+6,951
+6% +$273K
4 5
6
7 8

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Confluence Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Confluence Investment Management held 315 positions worth $7.53B, up 5.7% from $7.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management withdrew a net $327M in Q4 2021, closing 9 positions and reducing 174 holdings. Its most notable exit was Charles River Laboratories, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Confluence Investment Management opened a new position in iShares Core S&P US Value ETF worth $6.7M.

  • Confluence Investment Management's largest Q4 2021 buy was iShares Core S&P US Value ETF: 87,821 shares worth $6.7M.
  • Confluence Investment Management added most to Gates Industrial Corporation Ltd. in Q4 2021, an estimated $6.98M increase.
  • Confluence Investment Management's biggest Q4 2021 reduction was Graco, cutting an estimated $10.2M.
  • Confluence Investment Management fully exited Charles River Laboratories in Q4 2021, selling an estimated $51.8M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $7.53B portfolio in Q4 2021.
  • Confluence Investment Management opened 16 new positions and closed 9 in Q4 2021.
  • Confluence Investment Management's portfolio value rose 5.7% quarter-over-quarter to $7.53B.

Based on Confluence Investment Management's 13F filing for Q4 2021, filed 4 Jan 2022.