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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
126
Hercules Capital
HTGC
$3.23B
$6.82M 0.1%
410,429
+1,719
+0.4% +$29.2K
MRTN icon
127
Marten Transport
MRTN
$1.22B
$6.78M 0.1%
+431,940
New +$6.78M
PRFT
128
DELISTED
Perficient Inc
PRFT
$6.62M 0.09%
57,221
-44,801
-44% -$4.61M
ALNT icon
129
Allient
ALNT
$1.92B
$6.61M 0.09%
211,321
-1,402
-0.7% -$45.9K
IBMQ icon
130
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$6.55M 0.09%
240,582
+5,268
+2% +$145K
HTO
131
H2O America
HTO
$2.62B
$6.5M 0.09%
98,410
-329
-0.3% -$22.2K
GOOD
132
Gladstone Commercial Corp
GOOD
$627M
$6.42M 0.09%
305,150
-2,088
-0.7% -$46.8K
SPY icon
133
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$6.24M 0.09%
14,535
+800
+6% +$353K
NMFC icon
134
New Mountain Finance
NMFC
$732M
$6.19M 0.09%
465,236
+1,622
+0.3% +$21.7K
EPC icon
135
Edgewell Personal Care
EPC
$1.31B
$6.18M 0.09%
170,118
-1,482
-0.9% -$60.9K
JJSF icon
136
J&J Snack Foods
JJSF
$1.71B
$6.09M 0.09%
39,839
-175
-0.4% -$28.5K
FWRD icon
137
Forward Air
FWRD
$654M
$5.93M 0.08%
71,492
-598
-0.8% -$52.3K
AOUT icon
138
American Outdoor Brands
AOUT
$157M
$5.77M 0.08%
234,819
-1,266
-0.5% -$35.5K
MAIN icon
139
Main Street Capital
MAIN
$5.48B
$5.77M 0.08%
140,333
-179
-0.1% -$7.44K
EWU icon
140
iShares MSCI United Kingdom ETF
EWU
$4.16B
$5.73M 0.08%
177,628
+10,962
+7% +$360K
TCPC icon
141
BlackRock TCP Capital
TCPC
$345M
$5.62M 0.08%
414,328
+1,824
+0.4% +$25.6K
FARO
142
DELISTED
Faro Technologies
FARO
$5.61M 0.08%
85,249
-38
-0% -$2.67K
BMRC icon
143
Bank of Marin Bancorp
BMRC
$459M
$5.58M 0.08%
147,832
+674
+0.5% +$23.5K
IIIV icon
144
i3 Verticals
IIIV
$342M
$5.51M 0.08%
227,812
-1,223
-0.5% -$35.3K
IBMM
145
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$5.5M 0.08%
204,112
-2,082
-1% -$56.3K
IBMP icon
146
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$5.37M 0.08%
198,622
+4,241
+2% +$115K
THR
147
DELISTED
Thermon Group Holdings
THR
$5.27M 0.07%
304,592
+2,217
+0.7% +$36.9K
JRVR icon
148
James River Group Holdings
JRVR
$217M
$5.17M 0.07%
137,126
-2,737
-2% -$99.9K
GBDC icon
149
Golub Capital BDC
GBDC
$3.42B
$5.16M 0.07%
326,606
+8,165
+3% +$128K
SLRC icon
150
SLR Investment Corp
SLRC
$715M
$5.14M 0.07%
268,453
+1,597
+0.6% +$30.4K
4 5
6
7 8

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.