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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.12B
AUM Growth
+$402M
Cap. Flow
-$3.91M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.91%
Holding
318
New
16
Increased
150
Reduced
122
Closed
18

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$94.1M
2
BIPC icon
Brookfield Infrastructure
BIPC
+$47.2M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$16.6M
4
IBTI icon
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
+$10.6M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$8.92M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$70.7M
2
GGG icon
Graco
GGG
+$65.4M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$20.7M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$11M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.34M

Sector Composition

Rank Sector Weight
1 Financials 18.84%
2 Industrials 13.96%
3 Technology 13.41%
4 Consumer Discretionary 10.42%
5 Consumer Staples 7.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBTX
126
DELISTED
Veritex Holdings
VBTX
$7.12M 0.1%
217,721
+9,964
+5% +$294K
EPC icon
127
Edgewell Personal Care
EPC
$1.31B
$6.76M 0.1%
170,845
+8,310
+5% +$288K
PDBC icon
128
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$6.74M 0.09%
+391,051
New +$6.58M
IBTB
129
DELISTED
iShares iBonds Dec 2022 Term Treasury ETF
IBTB
$6.57M 0.09%
+258,482
New +$6.57M
HTGC icon
130
Hercules Capital
HTGC
$3.23B
$6.54M 0.09%
407,888
-44,101
-10% -$684K
FWRD icon
131
Forward Air
FWRD
$654M
$6.36M 0.09%
71,571
+2,512
+4% +$210K
JRVR icon
132
James River Group Holdings
JRVR
$217M
$6.32M 0.09%
138,573
+5,986
+5% +$287K
JJSF icon
133
J&J Snack Foods
JJSF
$1.71B
$6.24M 0.09%
39,714
+1,811
+5% +$284K
HTO
134
H2O America
HTO
$2.62B
$6.16M 0.09%
97,825
+3,587
+4% +$234K
GOOD
135
Gladstone Commercial Corp
GOOD
$627M
$5.96M 0.08%
304,468
+14,555
+5% +$275K
IBMQ icon
136
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$5.89M 0.08%
216,701
+14,699
+7% +$403K
THR
137
DELISTED
Thermon Group Holdings
THR
$5.77M 0.08%
296,273
+26,707
+10% +$487K
NMFC icon
138
New Mountain Finance
NMFC
$732M
$5.72M 0.08%
461,551
-58,842
-11% -$718K
TCPC icon
139
BlackRock TCP Capital
TCPC
$345M
$5.68M 0.08%
410,752
-55,051
-12% -$699K
NWN icon
140
Northwest Natural Holdings
NWN
$2.12B
$5.65M 0.08%
104,737
+11,980
+13% +$575K
BMRC icon
141
Bank of Marin Bancorp
BMRC
$459M
$5.59M 0.08%
142,741
+9,378
+7% +$361K
MAIN icon
142
Main Street Capital
MAIN
$5.48B
$5.48M 0.08%
140,019
-17,907
-11% -$629K
SPY icon
143
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$5.28M 0.07%
13,324
-1,399
-10% -$540K
IBMP icon
144
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$654M
$5.09M 0.07%
188,812
+17,671
+10% +$480K
PAHC icon
145
Phibro Animal Health
PAHC
$1.39B
$5.08M 0.07%
208,196
+25,869
+14% +$584K
RGP icon
146
Resources Connection
RGP
$145M
$5.03M 0.07%
371,130
+35,446
+11% +$457K
MDYG icon
147
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$4.98M 0.07%
66,324
-112,916
-63% -$8.34M
GBDC icon
148
Golub Capital BDC
GBDC
$3.42B
$4.63M 0.07%
316,553
-49,811
-14% -$732K
NP
149
DELISTED
Neenah, Inc. Common Stock
NP
$4.62M 0.06%
89,865
+10,088
+13% +$561K
IBMM
150
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$4.57M 0.06%
169,437
+27,283
+19% +$738K
4 5
6
7 8

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Confluence Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Confluence Investment Management held 318 positions worth $7.12B, up 6% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management's Q1 2021 filing shows 16 new, 150 increased, 122 reduced and 18 closed positions. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M. The largest sale was Tiffany & Co., an estimated $70.7M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q1 2021 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M.
  • Confluence Investment Management added most to Home Depot in Q1 2021, an estimated $94.1M increase.
  • Confluence Investment Management's biggest Q1 2021 reduction was Graco, cutting an estimated $65.4M.
  • Confluence Investment Management fully exited Tiffany & Co. in Q1 2021, selling an estimated $70.7M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.12B portfolio in Q1 2021.
  • Confluence Investment Management opened 16 new positions and closed 18 in Q1 2021.
  • Confluence Investment Management's portfolio value rose 6% quarter-over-quarter to $7.12B.

Based on Confluence Investment Management's 13F filing for Q1 2021, filed 5 Apr 2021.