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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+13.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.72B
AUM Growth
+$572M
Cap. Flow
-$170M
Cap. Flow %
-2.52%
Top 10 Hldgs %
21.85%
Holding
319
New
26
Increased
79
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$18.6M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$17.7M
3
DNB
Dun & Bradstreet
DNB
+$17.1M
4
VNT icon
Vontier
VNT
+$16.3M
5
BWIN
Baldwin Insurance Group
BWIN
+$15.1M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$19.9M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$15.9M
3
AXTA icon
Axalta
AXTA
+$14.1M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.49M
5
SLG icon
SL Green Realty
SLG
+$8.46M

Sector Composition

Rank Sector Weight
1 Financials 18.78%
2 Industrials 14.41%
3 Technology 13.51%
4 Consumer Discretionary 8.58%
5 Consumer Staples 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
126
JBT Marel
JBTM
$6.39B
$6.49M 0.1%
56,992
-791
-1% -$81.6K
WGO icon
127
Winnebago Industries
WGO
$909M
$6M 0.09%
+100,157
New +$5.46M
NMFC icon
128
New Mountain Finance
NMFC
$732M
$5.91M 0.09%
520,393
-1,790
-0.3% -$19.2K
JJSF icon
129
J&J Snack Foods
JJSF
$1.71B
$5.89M 0.09%
37,903
+9,664
+34% +$1.41M
IEMG icon
130
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$5.87M 0.09%
94,557
+63,675
+206% +$3.67M
FARO
131
DELISTED
Faro Technologies
FARO
$5.8M 0.09%
82,161
+255
+0.3% +$16.9K
LQD icon
132
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$5.63M 0.08%
40,772
+6,412
+19% +$873K
EPC icon
133
Edgewell Personal Care
EPC
$1.31B
$5.62M 0.08%
162,535
+578
+0.4% +$18.8K
IBMQ icon
134
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$5.58M 0.08%
202,002
-468
-0.2% -$12.8K
SPY icon
135
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$5.5M 0.08%
14,723
-803
-5% -$285K
VBTX
136
DELISTED
Veritex Holdings
VBTX
$5.33M 0.08%
207,757
-7,018
-3% -$154K
FWRD icon
137
Forward Air
FWRD
$654M
$5.31M 0.08%
69,059
-9,917
-13% -$688K
SLRC icon
138
SLR Investment Corp
SLRC
$715M
$5.25M 0.08%
299,653
+12,214
+4% +$207K
TCPC icon
139
BlackRock TCP Capital
TCPC
$345M
$5.24M 0.08%
465,803
-2,288
-0.5% -$24.8K
GOOD
140
Gladstone Commercial Corp
GOOD
$627M
$5.22M 0.08%
289,913
+11,048
+4% +$195K
GBDC icon
141
Golub Capital BDC
GBDC
$3.42B
$5.18M 0.08%
366,364
+5,581
+2% +$76.3K
MOV icon
142
Movado Group
MOV
$841M
$5.12M 0.08%
308,244
-15,929
-5% -$227K
MAIN icon
143
Main Street Capital
MAIN
$5.48B
$5.09M 0.08%
157,926
+106,177
+205% +$3.26M
TSLX icon
144
Sixth Street Specialty
TSLX
$1.81B
$5.02M 0.07%
241,994
+1,600
+0.7% +$30.4K
VTRS icon
145
Viatris
VTRS
$18.9B
$4.93M 0.07%
+263,336
New +$4.3M
BBDC icon
146
Barings BDC
BBDC
$965M
$4.93M 0.07%
535,484
+10,634
+2% +$90.3K
IBMP icon
147
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
$4.67M 0.07%
171,141
-2,486
-1% -$67.4K
BMRC icon
148
Bank of Marin Bancorp
BMRC
$459M
$4.58M 0.07%
133,363
+2,532
+2% +$86.3K
NP
149
DELISTED
Neenah, Inc. Common Stock
NP
$4.41M 0.07%
79,777
+179
+0.2% +$8.22K
TPVG icon
150
TriplePoint Venture Growth BDC
TPVG
$211M
$4.28M 0.06%
328,279
+790
+0.2% +$9.58K
4 5
6
7 8

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Confluence Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Confluence Investment Management held 319 positions worth $6.72B, up 9.3% from $6.15B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2020 filing shows 26 new, 79 increased, 183 reduced and 17 closed positions. Its largest new stake was Vontier: 527,091 shares worth $17.6M. The largest sale was Tiffany & Co., an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2020 buy was Vontier: 527,091 shares worth $17.6M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2020, an estimated $18.6M increase.
  • Confluence Investment Management's biggest Q4 2020 reduction was Tiffany & Co., cutting an estimated $19.9M.
  • Confluence Investment Management fully exited State Street Communication Services Select Sector SPDR ETF in Q4 2020, selling an estimated $4.32M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.72B portfolio in Q4 2020.
  • Confluence Investment Management opened 26 new positions and closed 17 in Q4 2020.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $6.72B.

Based on Confluence Investment Management's 13F filing for Q4 2020, filed 25 Jan 2021.