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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
126
New Mountain Finance
NMFC
$732M
$4.99M 0.08%
522,183
+238
+0% +$2.3K
GBDC icon
127
Golub Capital BDC
GBDC
$3.42B
$4.78M 0.08%
360,783
+187
+0.1% +$2.33K
RBC icon
128
RBC Bearings
RBC
$18B
$4.72M 0.08%
38,972
+763
+2% +$97.8K
IBMP icon
129
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$658M
$4.7M 0.08%
173,627
-6,013
-3% -$163K
GOOD
130
Gladstone Commercial Corp
GOOD
$627M
$4.7M 0.08%
278,865
-7,027
-2% -$128K
LQD icon
131
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$4.63M 0.08%
34,360
-32,027
-48% -$4.37M
TCPC icon
132
BlackRock TCP Capital
TCPC
$345M
$4.59M 0.07%
468,091
+351
+0.1% +$3.4K
SLRC icon
133
SLR Investment Corp
SLRC
$715M
$4.56M 0.07%
287,439
+121
+0% +$1.98K
FWRD icon
134
Forward Air
FWRD
$654M
$4.53M 0.07%
78,976
-4,410
-5% -$242K
EPC icon
135
Edgewell Personal Care
EPC
$1.31B
$4.51M 0.07%
161,957
-2,169
-1% -$64.3K
XLC icon
136
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$4.32M 0.07%
72,696
+8,921
+14% +$528K
BBDC icon
137
Barings BDC
BBDC
$965M
$4.2M 0.07%
524,850
+7,556
+1% +$60.1K
TSLX icon
138
Sixth Street Specialty
TSLX
$1.81B
$4.14M 0.07%
240,394
+28,565
+13% +$489K
XLY icon
139
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4.11M 0.07%
55,898
-9,796
-15% -$693K
NWN icon
140
Northwest Natural Holdings
NWN
$2.12B
$3.96M 0.06%
87,138
-1,362
-2% -$69.5K
IBMO icon
141
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
$3.9M 0.06%
145,067
+3,500
+2% +$94.2K
RGP icon
142
Resources Connection
RGP
$145M
$3.9M 0.06%
337,274
-7,075
-2% -$84K
XLK icon
143
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.88M 0.06%
66,422
+5,756
+9% +$325K
IBMM
144
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$3.87M 0.06%
142,988
+4,538
+3% +$123K
BMRC icon
145
Bank of Marin Bancorp
BMRC
$459M
$3.79M 0.06%
130,831
-96
-0.1% -$3.02K
JJSF icon
146
J&J Snack Foods
JJSF
$1.71B
$3.68M 0.06%
28,239
+11,693
+71% +$1.52M
SLV icon
147
iShares Silver Trust
SLV
$30.9B
$3.67M 0.06%
169,788
+128,162
+308% +$2.91M
MLM icon
148
Martin Marietta Materials
MLM
$33B
$3.66M 0.06%
15,545
-143
-0.9% -$30.9K
VBTX
149
DELISTED
Veritex Holdings
VBTX
$3.66M 0.06%
214,775
+992
+0.5% +$17.2K
IBMK
150
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$3.64M 0.06%
137,460
+2,289
+2% +$60.6K
4 5
6
7 8

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.