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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-18.56%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.26B
AUM Growth
-$986M
Cap. Flow
+$56.5M
Cap. Flow %
1.07%
Top 10 Hldgs %
23.37%
Holding
347
New
56
Increased
100
Reduced
129
Closed
56

Top Buys

Rank Stock Value
1
SNA icon
Snap-on
SNA
+$123M
2
SLG icon
SL Green Realty
SLG
+$98.2M
3
DLTR icon
Dollar Tree
DLTR
+$30.4M
4
BKNG icon
Booking.com
BKNG
+$28.9M
5
CRL icon
Charles River Laboratories
CRL
+$25M

Top Sells

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$117M
2
MLM icon
Martin Marietta Materials
MLM
+$102M
3
MSFT icon
Microsoft
MSFT
+$40.2M
4
BKI
Black Knight, Inc. Common Stock
BKI
+$36.7M
5
AIG icon
American International
AIG
+$33.6M

Sector Composition

Rank Sector Weight
1 Financials 18.19%
2 Industrials 14.21%
3 Technology 11.2%
4 Consumer Staples 8.65%
5 Healthcare 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
126
Barings BDC
BBDC
$965M
$4.59M 0.09%
613,944
-294,175
-32% -$2.79M
KAI icon
127
Kadant
KAI
$3.99B
$4.54M 0.09%
60,760
-548
-0.9% -$51.9K
JBTM
128
JBT Marel
JBTM
$6.39B
$4.44M 0.08%
59,729
-218
-0.4% -$21.8K
NMFC icon
129
New Mountain Finance
NMFC
$732M
$4.43M 0.08%
651,146
-231,078
-26% -$2.85M
RBC icon
130
RBC Bearings
RBC
$18B
$4.4M 0.08%
39,005
-1,164
-3% -$180K
FWRD icon
131
Forward Air
FWRD
$654M
$4.35M 0.08%
85,910
-4,811
-5% -$292K
SLRC icon
132
SLR Investment Corp
SLRC
$715M
$4.16M 0.08%
357,633
-92,465
-21% -$1.68M
HTGC icon
133
Hercules Capital
HTGC
$3.23B
$4.03M 0.08%
527,438
-254,649
-33% -$3.32M
PAHC icon
134
Phibro Animal Health
PAHC
$1.39B
$4.02M 0.08%
166,480
+23,905
+17% +$584K
IUSV icon
135
iShares Core S&P US Value ETF
IUSV
$27.7B
$4.02M 0.08%
87,006
+54,839
+170% +$3.15M
GOOD
136
Gladstone Commercial Corp
GOOD
$627M
$3.97M 0.08%
276,610
-11,172
-4% -$213K
RGP icon
137
Resources Connection
RGP
$145M
$3.85M 0.07%
351,168
-5,989
-2% -$81.4K
RVNU icon
138
Xtrackers Municipal Infrastructure Revenue Bond Active ETF
RVNU
$144M
$3.85M 0.07%
+140,051
New +$3.95M
BMRC icon
139
Bank of Marin Bancorp
BMRC
$459M
$3.81M 0.07%
127,116
-465
-0.4% -$18.3K
VREX icon
140
Varex Imaging
VREX
$523M
$3.81M 0.07%
167,577
+3,605
+2% +$92.9K
IBMO icon
141
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$569M
$3.77M 0.07%
+146,062
New +$3.8M
IBMN
142
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$3.76M 0.07%
139,044
+8,233
+6% +$224K
IBMM
143
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$3.73M 0.07%
142,704
+9,140
+7% +$241K
THR
144
DELISTED
Thermon Group Holdings
THR
$3.67M 0.07%
243,567
-7,217
-3% -$150K
IBML
145
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$3.62M 0.07%
141,018
+5,144
+4% +$133K
IBMK
146
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$3.62M 0.07%
138,977
-118,850
-46% -$3.11M
TPVG icon
147
TriplePoint Venture Growth BDC
TPVG
$211M
$3.59M 0.07%
625,986
-86,916
-12% -$1.03M
NTUS
148
DELISTED
Natus Medical Inc
NTUS
$3.59M 0.07%
155,079
-3,367
-2% -$97.9K
TCPC icon
149
BlackRock TCP Capital
TCPC
$345M
$3.57M 0.07%
570,837
-268,242
-32% -$3.33M
ALNT icon
150
Allient
ALNT
$1.92B
$3.52M 0.07%
222,813
-8,633
-4% -$232K
4 5
6
7 8

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Confluence Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Confluence Investment Management held 347 positions worth $5.26B, down 16% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q1 2020 filing shows 56 new, 100 increased, 129 reduced and 56 closed positions. Its largest new stake was Snap-on: 834,421 shares worth $90.8M. The largest sale was NXP Semiconductors, an estimated $117M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q1 2020 buy was Snap-on: 834,421 shares worth $90.8M.
  • Confluence Investment Management added most to Tiffany & Co. in Q1 2020, an estimated $23.2M increase.
  • Confluence Investment Management's biggest Q1 2020 reduction was NXP Semiconductors, cutting an estimated $117M.
  • Confluence Investment Management fully exited MSC Industrial Direct in Q1 2020, selling an estimated $25.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.26B portfolio in Q1 2020.
  • Confluence Investment Management opened 56 new positions and closed 56 in Q1 2020.
  • Confluence Investment Management's portfolio value fell 16% quarter-over-quarter to $5.26B.

Based on Confluence Investment Management's 13F filing for Q1 2020, filed 8 Apr 2020.