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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
126
Northwest Natural Holdings
NWN
$2.14B
$6.5M 0.1%
93,512
+2,088
+2% +$144K
SCM icon
127
Stellus Capital Investment Corp
SCM
$245M
$6.47M 0.1%
468,110
-11,933
-2% -$167K
THR
128
DELISTED
Thermon Group Holdings
THR
$6.43M 0.1%
250,784
+3,826
+2% +$96.4K
TSLX icon
129
Sixth Street Specialty
TSLX
$1.78B
$6.4M 0.1%
326,475
-9,886
-3% -$210K
HTO
130
H2O America
HTO
$2.59B
$6.35M 0.1%
104,435
+2,654
+3% +$188K
NLY icon
131
Annaly Capital Management
NLY
$17.1B
$6.28M 0.1%
171,849
-125
-0.1% -$4.56K
MTSC
132
DELISTED
MTS Systems Corp
MTSC
$6.19M 0.1%
105,766
+3,880
+4% +$206K
GOOD
133
Gladstone Commercial Corp
GOOD
$625M
$6.11M 0.1%
287,782
+11,106
+4% +$252K
GTES icon
134
Gates Industrial Corporation Ltd.
GTES
$7.24B
$5.87M 0.09%
514,219
-30,661
-6% -$349K
ALNT icon
135
Allient
ALNT
$1.89B
$5.85M 0.09%
231,446
+2,675
+1% +$74.7K
PNNT
136
Pennant Park Investment Corp
PNNT
$236M
$5.76M 0.09%
911,169
-2,538
-0.3% -$15.8K
RGP icon
137
Resources Connection
RGP
$145M
$5.72M 0.09%
357,157
+6,030
+2% +$91.6K
MFIC icon
138
MidCap Financial Investment
MFIC
$800M
$5.7M 0.09%
360,441
-36,804
-9% -$607K
KAI icon
139
Kadant
KAI
$3.95B
$5.57M 0.09%
61,308
+245
+0.4% +$23.3K
RAVN
140
DELISTED
Raven Industries Inc
RAVN
$5.57M 0.09%
155,155
+313
+0.2% +$10.7K
IAU icon
141
iShares Gold Trust
IAU
$66B
$5.55M 0.09%
205,496
+12,365
+6% +$351K
TWO
142
Two Harbors Investment
TWO
$1.26B
$5.53M 0.09%
109,083
– –
FWRD icon
143
Forward Air
FWRD
$563M
$5.37M 0.09%
90,721
+1,787
+2% +$121K
BMRC icon
144
Bank of Marin Bancorp
BMRC
$465M
$5.23M 0.08%
127,581
+185
+0.1% +$8.18K
CBM
145
DELISTED
Cambrex Corporation
CBM
$5.19M 0.08%
110,952
+40,586
+58% +$2.42M
NP
146
DELISTED
Neenah, Inc. Common Stock
NP
$5.07M 0.08%
75,128
+451
+0.6% +$30.7K
VREX icon
147
Varex Imaging
VREX
$516M
$5.03M 0.08%
163,972
+419
+0.3% +$12.5K
AVNS
148
DELISTED
Avanos Medical
AVNS
$5M 0.08%
114,633
-21,360
-16% -$773K
VBTX
149
DELISTED
Veritex Holdings
VBTX
$4.98M 0.08%
191,828
+1,218
+0.6% +$31.3K
SPY icon
150
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$4.91M 0.08%
16,748
-1,345
-7% -$414K
4 5
6
7 8

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.