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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJT icon
126
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$6.2M 0.1%
69,524
-34,790
-33% -$3.14M
NLY icon
127
Annaly Capital Management
NLY
$17.1B
$6.05M 0.09%
171,974
+125
+0.1% +$4.5K
RGP icon
128
Resources Connection
RGP
$145M
$5.97M 0.09%
351,127
-6,030
-2% -$101K
JBTM
129
JBT Marel
JBTM
$6.36B
$5.76M 0.09%
57,937
-2,010
-3% -$221K
PNNT
130
Pennant Park Investment Corp
PNNT
$236M
$5.73M 0.09%
913,707
+2,538
+0.3% +$16.2K
TWO
131
Two Harbors Investment
TWO
$1.26B
$5.73M 0.09%
109,083
– –
THR
132
DELISTED
Thermon Group Holdings
THR
$5.67M 0.09%
246,958
-3,826
-2% -$90.5K
FWRD icon
133
Forward Air
FWRD
$563M
$5.67M 0.09%
88,934
-1,787
-2% -$109K
MTSC
134
DELISTED
MTS Systems Corp
MTSC
$5.63M 0.09%
101,886
-3,880
-4% -$222K
HCSG icon
135
Healthcare Services Group
HCSG
$1.51B
$5.54M 0.09%
+228,239
New +$5.76M
GTES icon
136
Gates Industrial Corporation Ltd.
GTES
$7.24B
$5.49M 0.09%
544,880
+30,661
+6% +$301K
IAU icon
137
iShares Gold Trust
IAU
$66B
$5.45M 0.08%
193,131
-12,365
-6% -$349K
ALNT icon
138
Allient
ALNT
$1.89B
$5.38M 0.08%
228,771
-2,675
-1% -$65.2K
SPY icon
139
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$5.37M 0.08%
18,093
+1,345
+8% +$397K
TYPE
140
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$5.36M 0.08%
270,739
-16,789
-6% -$319K
KAI icon
141
Kadant
KAI
$3.95B
$5.36M 0.08%
61,063
-245
-0.4% -$21K
BMRC icon
142
Bank of Marin Bancorp
BMRC
$465M
$5.29M 0.08%
127,396
-185
-0.1% -$7.78K
IIIV icon
143
i3 Verticals
IIIV
$429M
$5.22M 0.08%
259,388
-2,658
-1% -$65.3K
RAVN
144
DELISTED
Raven Industries Inc
RAVN
$5.18M 0.08%
154,842
-313
-0.2% -$10.5K
GSBD icon
145
Goldman Sachs BDC
GSBD
$1.02B
$5.17M 0.08%
257,306
+26,270
+11% +$525K
AVNS
146
DELISTED
Avanos Medical
AVNS
$5.09M 0.08%
135,993
+21,360
+19% +$815K
IBMQ icon
147
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$5.06M 0.08%
+193,119
New +$5.05M
NTUS
148
DELISTED
Natus Medical Inc
NTUS
$5M 0.08%
156,907
-1,539
-1% -$44.9K
NP
149
DELISTED
Neenah, Inc. Common Stock
NP
$4.86M 0.08%
74,677
-451
-0.6% -$29.4K
IPHS
150
DELISTED
Innophos Holdings, Inc.
IPHS
$4.84M 0.08%
149,233
-935
-0.6% -$26.9K
4 5
6
7 8

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.