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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCM
126
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.25M 0.1%
254,983
-1,863
-0.7% -$38.3K
ALNT icon
127
Allient
ALNT
$1.89B
$5.17M 0.1%
173,394
-1,163
-0.7% -$35.8K
FCRD
128
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5.16M 0.1%
848,658
-221,379
-21% -$1.61M
PNNT
129
Pennant Park Investment Corp
PNNT
$236M
$5.15M 0.1%
808,262
-111,486
-12% -$792K
IBMI
130
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$5.14M 0.1%
202,809
+3,975
+2% +$100K
MOV icon
131
Movado Group
MOV
$840M
$5.14M 0.1%
162,484
+1,213
+0.8% +$44.8K
GSBD icon
132
Goldman Sachs BDC
GSBD
$1.02B
$5.12M 0.1%
278,354
+106,436
+62% +$2.19M
IBMM
133
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$5.09M 0.1%
200,106
+3,437
+2% +$86.1K
GOOD
134
Gladstone Commercial Corp
GOOD
$625M
$5.04M 0.09%
281,042
+5,517
+2% +$103K
BMRC icon
135
Bank of Marin Bancorp
BMRC
$465M
$5.02M 0.09%
121,815
-24,753
-17% -$1.01M
THR
136
DELISTED
Thermon Group Holdings
THR
$5M 0.09%
246,602
+2,351
+1% +$53K
IBML
137
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$4.97M 0.09%
197,787
-246
-0.1% -$6.1K
RBC icon
138
RBC Bearings
RBC
$17.9B
$4.88M 0.09%
37,226
+10,752
+41% +$1.56M
CNNE icon
139
Cannae Holdings
CNNE
$652M
$4.8M 0.09%
280,557
-11,528
-4% -$208K
NLY icon
140
Annaly Capital Management
NLY
$17.1B
$4.78M 0.09%
121,614
– –
RGP icon
141
Resources Connection
RGP
$145M
$4.78M 0.09%
336,255
-7,920
-2% -$128K
FWRD icon
142
Forward Air
FWRD
$563M
$4.77M 0.09%
86,994
-62
-0.1% -$3.81K
IBMK
143
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$4.77M 0.09%
186,082
+4,194
+2% +$106K
IBMJ
144
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$4.72M 0.09%
185,610
+762
+0.4% +$19.3K
MUB icon
145
iShares National Muni Bond ETF
MUB
$45.3B
$4.48M 0.08%
41,117
+652
+2% +$70.2K
KAI icon
146
Kadant
KAI
$3.95B
$4.26M 0.08%
52,277
-4,093
-7% -$383K
SPY icon
147
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$4.13M 0.08%
16,514
+1,506
+10% +$406K
IBDM
148
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$4.02M 0.08%
164,996
-28,349
-15% -$687K
RMAX icon
149
RE/MAX Holdings
RMAX
$230M
$4M 0.08%
130,169
+8,326
+7% +$291K
JBTM
150
JBT Marel
JBTM
$6.36B
$4M 0.08%
55,696
+2,319
+4% +$206K
4 5
6
7 8

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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.