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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTO
126
H2O America
HTO
$2.59B
$6.12M 0.1%
+100,065
New +$6.21M
KAI icon
127
Kadant
KAI
$3.95B
$6.08M 0.1%
+56,370
New +$5.6M
NWN icon
128
Northwest Natural Holdings
NWN
$2.14B
$5.99M 0.1%
+89,544
New +$5.85M
RGP icon
129
Resources Connection
RGP
$145M
$5.71M 0.1%
+344,175
New +$5.62M
ELF icon
130
e.l.f. Beauty
ELF
$5.44B
$5.45M 0.09%
+427,857
New +$5.88M
NP
131
DELISTED
Neenah, Inc. Common Stock
NP
$5.43M 0.09%
+62,874
New +$5.61M
RMAX icon
132
RE/MAX Holdings
RMAX
$230M
$5.4M 0.09%
121,843
+23,017
+23% +$1.15M
TYPE
133
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$5.36M 0.09%
265,428
+6,867
+3% +$142K
BSCK
134
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.36M 0.09%
254,109
-6,539
-3% -$138K
BSCM
135
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.3M 0.09%
256,846
-6,500
-2% -$134K
GOOD
136
Gladstone Commercial Corp
GOOD
$625M
$5.28M 0.09%
275,525
+12,531
+5% +$247K
OFS icon
137
OFS Capital
OFS
$50.8M
$5.24M 0.09%
440,200
– –
IAU icon
138
iShares Gold Trust
IAU
$66B
$5.11M 0.09%
223,663
+9,392
+4% +$218K
ACWX icon
139
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$5.1M 0.09%
107,002
-18,171
-15% -$864K
LXFT
140
DELISTED
Luxoft Holding, Inc.
LXFT
$5.05M 0.09%
106,740
+7,193
+7% +$304K
IBMI
141
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$5.02M 0.09%
198,834
+82
+0% +$2.08K
IPHS
142
DELISTED
Innophos Holdings, Inc.
IPHS
$4.99M 0.09%
112,424
+6,967
+7% +$318K
NLY icon
143
Annaly Capital Management
NLY
$17.1B
$4.98M 0.08%
121,614
– –
IJJ icon
144
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$4.97M 0.08%
59,466
-5,110
-8% -$427K
IBMM
145
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$4.92M 0.08%
196,669
+182,396
+1,278% +$4.6M
IBML
146
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$4.92M 0.08%
198,033
+130,132
+192% +$3.25M
VBTX
147
DELISTED
Veritex Holdings
VBTX
$4.87M 0.08%
172,354
+7,327
+4% +$225K
IBDM
148
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$4.71M 0.08%
193,345
+7,407
+4% +$180K
IBMJ
149
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$4.68M 0.08%
184,848
-89,914
-33% -$2.29M
VGK icon
150
Vanguard FTSE Europe ETF
VGK
$31.1B
$4.65M 0.08%
82,774
+2,253
+3% +$128K
4 5
6
7 8

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.