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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+1.84%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.92B
AUM Growth
+$439M
Cap. Flow
+$361M
Cap. Flow %
7.33%
Top 10 Hldgs %
22.35%
Holding
250
New
15
Increased
159
Reduced
53
Closed
12

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$32.3M
2
FAST icon
Fastenal
FAST
+$29.4M
3
GE icon
GE Aerospace
GE
+$26.7M
4
AXTA icon
Axalta
AXTA
+$24.4M
5
SLB icon
SLB Ltd
SLB
+$16.6M

Top Sells

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$18.6M
2
OXY icon
Occidental Petroleum
OXY
+$10.7M
3
DFIN icon
Donnelley Financial Solutions
DFIN
+$8.8M
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$4.46M
5
NXPI icon
NXP Semiconductors
NXPI
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 21%
2 Industrials 12.1%
3 Healthcare 11.84%
4 Consumer Staples 9.27%
5 Technology 7.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
126
Annaly Capital Management
NLY
$17.1B
$5.57M 0.11%
115,476
– –
BSCM
127
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$5.41M 0.11%
253,900
+8,025
+3% +$171K
BSCK
128
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$5.39M 0.11%
250,790
+8,078
+3% +$173K
BSCL
129
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$5.38M 0.11%
252,804
+8,126
+3% +$173K
BSCJ
130
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$5.36M 0.11%
252,192
+8,321
+3% +$177K
BSCI
131
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$5.35M 0.11%
251,830
+8,345
+3% +$177K
IWS icon
132
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$5.28M 0.11%
62,767
-53,559
-46% -$4.46M
MUB icon
133
iShares National Muni Bond ETF
MUB
$45.1B
$4.74M 0.1%
43,053
+311
+0.7% +$34.2K
MAIN icon
134
Main Street Capital
MAIN
$5.06B
$4.61M 0.09%
119,848
-5,640
-4% -$219K
RAVN
135
DELISTED
Raven Industries Inc
RAVN
$4.42M 0.09%
132,866
-345
-0.3% -$11.1K
MOV icon
136
Movado Group
MOV
$849M
$4.42M 0.09%
+174,914
New +$4.04M
IBMI
137
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$4.27M 0.09%
166,691
+3,654
+2% +$93.8K
THR
138
DELISTED
Thermon Group Holdings
THR
$4.24M 0.09%
220,906
+63,685
+41% +$1.25M
WOOF
139
DELISTED
VCA Inc.
WOOF
$4.21M 0.09%
45,623
-3,909
-8% -$360K
FWRD icon
140
Forward Air
FWRD
$444M
$4.06M 0.08%
76,281
+7,552
+11% +$386K
IWN icon
141
iShares Russell 2000 Value ETF
IWN
$14.3B
$4.05M 0.08%
34,063
-7,555
-18% -$888K
IPHS
142
DELISTED
Innophos Holdings, Inc.
IPHS
$3.96M 0.08%
+90,323
New +$4.05M
AVNS
143
DELISTED
Avanos Medical
AVNS
$3.93M 0.08%
100,123
+10,871
+12% +$411K
VBTX
144
DELISTED
Veritex Holdings
VBTX
$3.78M 0.08%
+143,389
New +$3.84M
PFX icon
145
PhenixFIN
PFX
$83.1M
$3.75M 0.08%
29,361
– –
IJT icon
146
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$3.68M 0.07%
47,196
+33,028
+233% +$2.54M
TECH icon
147
Bio-Techne
TECH
$11.2B
$3.62M 0.07%
123,280
+7,024
+6% +$192K
SPY icon
148
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$3.59M 0.07%
14,841
+1,005
+7% +$241K
TYPE
149
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$3.56M 0.07%
194,481
+24,676
+15% +$483K
MFIC icon
150
MidCap Financial Investment
MFIC
$787M
$3.52M 0.07%
183,701
– –
4 5
6
7 8

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Confluence Investment Management's Q2 2017 Portfolio in Review

As of Q2 2017, Confluence Investment Management held 250 positions worth $4.92B, up 9.8% from $4.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $361M of net new capital in Q2 2017, opening 15 new positions and adding to 159 existing holdings. Its largest new stake was Axalta: 763,128 shares worth $24.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Lowe's Companies, an estimated $18.6M trimmed.

  • Confluence Investment Management's largest Q2 2017 buy was Axalta: 763,128 shares worth $24.5M.
  • Confluence Investment Management added most to Polaris in Q2 2017, an estimated $32.3M increase.
  • Confluence Investment Management's biggest Q2 2017 reduction was Lowe's Companies, cutting an estimated $18.6M.
  • Confluence Investment Management fully exited Occidental Petroleum in Q2 2017, selling an estimated $10.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.92B portfolio in Q2 2017.
  • Confluence Investment Management opened 15 new positions and closed 12 in Q2 2017.
  • Confluence Investment Management's portfolio value rose 9.8% quarter-over-quarter to $4.92B.

Based on Confluence Investment Management's 13F filing for Q2 2017, filed 11 Jul 2017.