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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.48B
AUM Growth
+$362M
Cap. Flow
+$160M
Cap. Flow %
3.57%
Top 10 Hldgs %
21.78%
Holding
252
New
17
Increased
151
Reduced
57
Closed
17

Top Buys

Rank Stock Value
1
PII icon
Polaris
PII
+$51.3M
2
ADI icon
Analog Devices
ADI
+$23.1M
3
SBUX icon
Starbucks
SBUX
+$14.5M
4
CL icon
Colgate-Palmolive
CL
+$14.4M
5
GSK icon
GSK
GSK
+$10.2M

Top Sells

Rank Stock Value
1
LLTC
Linear Technology Corp
LLTC
+$79.5M
2
MAT icon
Mattel
MAT
+$45.6M
3
CHRW icon
C.H. Robinson
CHRW
+$26.8M
4
RMAX icon
RE/MAX Holdings
RMAX
+$4.82M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$3.98M

Sector Composition

Rank Sector Weight
1 Financials 21.13%
2 Industrials 11.74%
3 Healthcare 11.57%
4 Consumer Staples 9.64%
5 Technology 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
126
Annaly Capital Management
NLY
$17.3B
$5.13M 0.11%
115,476
+12,500
+12% +$532K
XLI icon
127
State Street Industrial Select Sector SPDR ETF
XLI
$33.1B
$4.99M 0.11%
76,721
+24,646
+47% +$1.59M
XLY icon
128
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$4.96M 0.11%
112,872
+18,332
+19% +$785K
IWN icon
129
iShares Russell 2000 Value ETF
IWN
$14.5B
$4.92M 0.11%
41,618
-6,264
-13% -$743K
MAIN icon
130
Main Street Capital
MAIN
$5.18B
$4.8M 0.11%
125,488
-800
-0.6% -$29.6K
MUB icon
131
iShares National Muni Bond ETF
MUB
$45.2B
$4.66M 0.1%
42,742
+5,607
+15% +$608K
WOOF
132
DELISTED
VCA Inc.
WOOF
$4.53M 0.1%
49,532
-1,827
-4% -$164K
PFX icon
133
PhenixFIN
PFX
$4.52M 0.1%
29,361
– –
IBMI
134
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$4.17M 0.09%
163,037
+8,709
+6% +$222K
RAVN
135
DELISTED
Raven Industries Inc
RAVN
$3.87M 0.09%
133,211
+12,605
+10% +$342K
NTUS
136
DELISTED
Natus Medical Inc
NTUS
$3.8M 0.08%
96,747
+16,583
+21% +$622K
XLP icon
137
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$3.76M 0.08%
68,860
+21,720
+46% +$1.17M
VNQ icon
138
Vanguard Real Estate ETF
VNQ
$39.2B
$3.75M 0.08%
45,393
+5,846
+15% +$485K
CEB
139
DELISTED
CEB Inc.
CEB
$3.67M 0.08%
46,758
-1,022
-2% -$78.6K
MFIC icon
140
MidCap Financial Investment
MFIC
$798M
$3.62M 0.08%
183,701
– –
XLE icon
141
State Street Energy Select Sector SPDR ETF
XLE
$38.6B
$3.61M 0.08%
103,416
+35,722
+53% +$1.29M
PBPB
142
DELISTED
Potbelly
PBPB
$3.54M 0.08%
254,737
+53,659
+27% +$705K
LNCE
143
DELISTED
Snyders-Lance, Inc.
LNCE
$3.43M 0.08%
85,129
+7,282
+9% +$285K
TYPE
144
DELISTED
Monotype Imaging Holdings Inc.
TYPE
$3.41M 0.08%
169,805
+35,749
+27% +$747K
AVNS
145
DELISTED
Avanos Medical
AVNS
$3.4M 0.08%
89,252
+15,605
+21% +$608K
HLT icon
146
Hilton Worldwide
HLT
$70.6B
$3.38M 0.08%
57,724
+5,494
+11% +$319K
BMRC icon
147
Bank of Marin Bancorp
BMRC
$475M
$3.28M 0.07%
101,864
+4,602
+5% +$156K
THR
148
DELISTED
Thermon Group Holdings
THR
$3.28M 0.07%
157,221
+35,570
+29% +$712K
FWRD icon
149
Forward Air
FWRD
$453M
$3.27M 0.07%
68,729
+13,978
+26% +$678K
GSBD icon
150
Goldman Sachs BDC
GSBD
$987M
$3.26M 0.07%
132,494
-5,144
-4% -$125K
4 5
6
7 8

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Confluence Investment Management's Q1 2017 Portfolio in Review

As of Q1 2017, Confluence Investment Management held 252 positions worth $4.48B, up 8.8% from $4.12B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $160M of net new capital in Q1 2017, opening 17 new positions and adding to 151 existing holdings. Its largest new stake was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was C.H. Robinson, an estimated $26.8M trimmed.

  • Confluence Investment Management's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 116,326 shares worth $9.65M.
  • Confluence Investment Management added most to Polaris in Q1 2017, an estimated $51.3M increase.
  • Confluence Investment Management's biggest Q1 2017 reduction was C.H. Robinson, cutting an estimated $26.8M.
  • Confluence Investment Management fully exited Linear Technology Corp in Q1 2017, selling an estimated $79.5M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.48B portfolio in Q1 2017.
  • Confluence Investment Management opened 17 new positions and closed 17 in Q1 2017.
  • Confluence Investment Management's portfolio value rose 8.8% quarter-over-quarter to $4.48B.

Based on Confluence Investment Management's 13F filing for Q1 2017, filed 6 Apr 2017.