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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCL
126
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$4.78M 0.12%
227,859
+28,192
+14% +$599K
MAIN icon
127
Main Street Capital
MAIN
$5.22B
$4.64M 0.11%
126,288
-4,155
-3% -$147K
IJT icon
128
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.45B
$4.43M 0.11%
59,030
-9,302
-14% -$656K
PFX icon
129
PhenixFIN
PFX
$89.2M
$4.41M 0.11%
29,361
– –
HLT icon
130
Hilton Worldwide
HLT
$73B
$4.26M 0.1%
52,230
+5,193
+11% +$382K
VAR
131
DELISTED
Varian Medical Systems, Inc.
VAR
$4.12M 0.1%
52,351
+8,593
+20% +$695K
NLY icon
132
Annaly Capital Management
NLY
$17.1B
$4.11M 0.1%
102,976
– –
MUB icon
133
iShares National Muni Bond ETF
MUB
$45.4B
$4.02M 0.1%
37,135
+5,959
+19% +$653K
IUSV icon
134
iShares Core S&P US Value ETF
IUSV
$27.6B
$3.98M 0.1%
+81,099
New +$3.83M
VWO icon
135
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$3.92M 0.1%
109,433
+101,510
+1,281% +$3.72M
IBMI
136
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$3.9M 0.09%
154,328
+19,310
+14% +$492K
XLY icon
137
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$3.85M 0.09%
94,540
-8,310
-8% -$336K
VCLT icon
138
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.88B
$3.77M 0.09%
42,247
-25,833
-38% -$2.34M
XLV icon
139
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$3.55M 0.09%
51,456
+13,731
+36% +$953K
WOOF
140
DELISTED
VCA Inc.
WOOF
$3.53M 0.09%
51,359
+2,816
+6% +$184K
BMRC icon
141
Bank of Marin Bancorp
BMRC
$472M
$3.39M 0.08%
97,262
+3,576
+4% +$107K
VNQ icon
142
Vanguard Real Estate ETF
VNQ
$39.2B
$3.26M 0.08%
39,547
-5,812
-13% -$473K
XLI icon
143
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.24M 0.08%
52,075
+6,809
+15% +$410K
GSBD icon
144
Goldman Sachs BDC
GSBD
$994M
$3.24M 0.08%
137,638
+8,959
+7% +$201K
MFIC icon
145
MidCap Financial Investment
MFIC
$781M
$3.23M 0.08%
183,701
– –
MLI icon
146
Mueller Industries
MLI
$15.3B
$3.1M 0.08%
309,788
+32,696
+12% +$289K
RAVN
147
DELISTED
Raven Industries Inc
RAVN
$3.04M 0.07%
120,606
+6,254
+5% +$149K
SPY icon
148
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$2.99M 0.07%
13,378
-29
-0.2% -$6.33K
LNCE
149
DELISTED
Snyders-Lance, Inc.
LNCE
$2.98M 0.07%
77,847
+5,126
+7% +$188K
CEB
150
DELISTED
CEB Inc.
CEB
$2.9M 0.07%
+47,780
New +$2.64M
4 5
6
7 8

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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.