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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.83B
AUM Growth
+$196M
Cap. Flow
+$121M
Cap. Flow %
3.16%
Top 10 Hldgs %
20.72%
Holding
240
New
10
Increased
140
Reduced
61
Closed
17

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$33.3M
2
AGN
Allergan plc
AGN
+$27.9M
3
FAST icon
Fastenal
FAST
+$15.3M
4
LOW icon
Lowe's Companies
LOW
+$13M
5
PGR icon
Progressive
PGR
+$12.5M

Top Sells

Rank Stock Value
1
WFC icon
Wells Fargo
WFC
+$22.1M
2
CVX icon
Chevron
CVX
+$18.4M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$17M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$9.36M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Industrials 11.93%
3 Healthcare 10.91%
4 Technology 9.14%
5 Consumer Staples 9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
126
Main Street Capital
MAIN
$5.22B
$4.48M 0.12%
130,443
+1,405
+1% +$47.5K
SCM icon
127
Stellus Capital Investment Corp
SCM
$234M
$4.42M 0.12%
405,736
+13,819
+4% +$153K
BSCO
128
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$4.38M 0.11%
205,245
+29,397
+17% +$626K
BSCM
129
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$4.35M 0.11%
200,885
+29,115
+17% +$629K
NLY icon
130
Annaly Capital Management
NLY
$17.1B
$4.33M 0.11%
102,976
+23,538
+30% +$1.02M
BSCL
131
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$4.31M 0.11%
199,667
+29,320
+17% +$633K
BSCK
132
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$4.28M 0.11%
197,080
+29,322
+17% +$636K
BSCJ
133
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$4.26M 0.11%
198,987
+29,825
+18% +$639K
IJS icon
134
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$4.24M 0.11%
67,924
-81,388
-55% -$4.99M
BSCI
135
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$4.21M 0.11%
197,690
+30,071
+18% +$642K
IEI icon
136
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$4.15M 0.11%
32,815
+5,205
+19% +$659K
XLY icon
137
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$4.12M 0.11%
102,850
-99,050
-49% -$3.99M
GLD icon
138
SPDR Gold Trust
GLD
$138B
$4M 0.1%
31,846
+26,953
+551% +$3.43M
FSK icon
139
FS KKR Capital
FSK
$3.09B
$3.98M 0.1%
104,968
+1,366
+1% +$51.8K
VNQ icon
140
Vanguard Real Estate ETF
VNQ
$39.2B
$3.93M 0.1%
45,359
-58,794
-56% -$5.24M
VAR
141
DELISTED
Varian Medical Systems, Inc.
VAR
$3.82M 0.1%
43,758
+3,675
+9% +$300K
MUB icon
142
iShares National Muni Bond ETF
MUB
$45.4B
$3.52M 0.09%
31,176
+6,513
+26% +$738K
IGLB icon
143
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$3.5M 0.09%
55,254
-93,938
-63% -$5.95M
IBMI
144
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$3.48M 0.09%
135,018
+28,435
+27% +$738K
IBMJ
145
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$3.48M 0.09%
133,895
+28,244
+27% +$738K
WOOF
146
DELISTED
VCA Inc.
WOOF
$3.4M 0.09%
48,543
+1,248
+3% +$87.2K
HLT icon
147
Hilton Worldwide
HLT
$73B
$3.24M 0.08%
47,037
+6,337
+16% +$447K
MFIC icon
148
MidCap Financial Investment
MFIC
$781M
$3.2M 0.08%
183,701
– –
IYF icon
149
iShares US Financials ETF
IYF
$4.63B
$3.01M 0.08%
66,944
-52,440
-44% -$2.35M
SPY icon
150
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$2.9M 0.08%
13,407
+2,814
+27% +$608K
4 5
6
7 8

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Confluence Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, Confluence Investment Management held 240 positions worth $3.83B, up 5.4% from $3.64B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $121M of net new capital in Q3 2016, opening 10 new positions and adding to 140 existing holdings. Its largest new stake was Allergan plc: 114,238 shares worth $26.3M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Chevron, an estimated $18.4M trimmed.

  • Confluence Investment Management's largest Q3 2016 buy was Allergan plc: 114,238 shares worth $26.3M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2016, an estimated $33.3M increase.
  • Confluence Investment Management's biggest Q3 2016 reduction was Chevron, cutting an estimated $18.4M.
  • Confluence Investment Management fully exited Wells Fargo in Q3 2016, selling an estimated $22.1M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $3.83B portfolio in Q3 2016.
  • Confluence Investment Management opened 10 new positions and closed 17 in Q3 2016.
  • Confluence Investment Management's portfolio value rose 5.4% quarter-over-quarter to $3.83B.

Based on Confluence Investment Management's 13F filing for Q3 2016, filed 4 Nov 2016.