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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$3.34B
AUM Growth
+$283M
Cap. Flow
+$133M
Cap. Flow %
3.98%
Top 10 Hldgs %
20.16%
Holding
257
New
9
Increased
162
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$43.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.3M
4
PII icon
Polaris
PII
+$9.11M
5
KMI icon
Kinder Morgan
KMI
+$6.56M

Top Sells

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$44M
2
DLR icon
Digital Realty Trust
DLR
+$13.1M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.5M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$7.69M

Sector Composition

Rank Sector Weight
1 Financials 21.29%
2 Industrials 13.2%
3 Healthcare 9.8%
4 Consumer Staples 8.59%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
126
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$4.46M 0.13%
81,264
+5,240
+7% +$283K
LSTR icon
127
Landstar System
LSTR
$6.05B
$4.19M 0.13%
64,877
+5,170
+9% +$311K
MAIN icon
128
Main Street Capital
MAIN
$5.32B
$3.98M 0.12%
126,823
+83
+0.1% +$2.41K
SCM icon
129
Stellus Capital Investment Corp
SCM
$237M
$3.96M 0.12%
387,238
+25,792
+7% +$233K
IDU icon
130
iShares US Utilities ETF
IDU
$1.39B
$3.82M 0.11%
61,820
+26,274
+74% +$1.51M
XLV icon
131
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.82M 0.11%
56,317
-7,458
-12% -$500K
FSK icon
132
FS KKR Capital
FSK
$3.32B
$3.74M 0.11%
101,979
+87
+0.1% +$2.94K
PFX icon
133
PhenixFIN
PFX
$88.1M
$3.68M 0.11%
27,846
– –
BSCO
134
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$3.32M 0.1%
160,918
+10,302
+7% +$206K
BSCM
135
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3.31M 0.1%
157,027
+9,249
+6% +$190K
GSBD icon
136
Goldman Sachs BDC
GSBD
$1.02B
$3.29M 0.1%
167,979
+33,064
+25% +$622K
BSCL
137
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.28M 0.1%
155,577
+8,526
+6% +$176K
BSCK
138
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$3.27M 0.1%
153,035
+7,609
+5% +$160K
BSCJ
139
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$3.27M 0.1%
154,264
+7,507
+5% +$157K
NLY icon
140
Annaly Capital Management
NLY
$17B
$3.26M 0.1%
79,334
+543
+0.7% +$21.3K
BSCI
141
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$3.22M 0.1%
152,603
+6,447
+4% +$136K
IEI icon
142
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$3.16M 0.09%
+25,078
New +$3.13M
IBMK
143
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$3.15M 0.09%
+121,084
New +$3.16M
MFIC icon
144
MidCap Financial Investment
MFIC
$783M
$3.06M 0.09%
183,876
-17,615
-9% -$272K
LQD icon
145
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$2.99M 0.09%
25,170
-100,083
-80% -$11.5M
FEIC
146
DELISTED
FEI COMPANY
FEIC
$2.86M 0.09%
32,099
+2,933
+10% +$227K
HTS
147
DELISTED
HATTERAS FINANCIAL CORP
HTS
$2.8M 0.08%
195,652
+1,205
+0.6% +$15.9K
WOOF
148
DELISTED
VCA Inc.
WOOF
$2.76M 0.08%
47,823
-774
-2% -$40.1K
BKCC
149
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.71M 0.08%
287,976
+40
+0% +$357
VAR
150
DELISTED
Varian Medical Systems, Inc.
VAR
$2.46M 0.07%
35,087
+3,924
+13% +$267K
4 5
6
7 8

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Confluence Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Confluence Investment Management held 257 positions worth $3.34B, up 9.3% from $3.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $133M of net new capital in Q1 2016, opening 9 new positions and adding to 162 existing holdings. Its largest new stake was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $13.1M trimmed.

  • Confluence Investment Management's largest Q1 2016 buy was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.
  • Confluence Investment Management added most to Weyerhaeuser in Q1 2016, an estimated $43.9M increase.
  • Confluence Investment Management's biggest Q1 2016 reduction was Digital Realty Trust, cutting an estimated $13.1M.
  • Confluence Investment Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $44M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.34B portfolio in Q1 2016.
  • Confluence Investment Management opened 9 new positions and closed 26 in Q1 2016.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $3.34B.

Based on Confluence Investment Management's 13F filing for Q1 2016, filed 4 May 2016.