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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
126
DELISTED
Patterson Companies, Inc.
PDCO
$4.25M 0.14%
93,946
+5,769
+7% +$265K
TFI icon
127
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$4.21M 0.14%
86,314
+10,469
+14% +$506K
PFX icon
128
PhenixFIN
PFX
$89.2M
$4.19M 0.14%
27,846
-7,117
-20% -$1.09M
OFS icon
129
OFS Capital
OFS
$48M
$4.13M 0.14%
359,835
+31,261
+10% +$340K
IGIB icon
130
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$4.08M 0.13%
76,024
+3,476
+5% +$188K
MAIN icon
131
Main Street Capital
MAIN
$5.22B
$3.69M 0.12%
126,740
+790
+0.6% +$23.7K
FSK icon
132
FS KKR Capital
FSK
$3.09B
$3.66M 0.12%
101,892
+11,934
+13% +$460K
LSTR icon
133
Landstar System
LSTR
$6.09B
$3.5M 0.11%
59,707
-112
-0.2% -$6.9K
SCM icon
134
Stellus Capital Investment Corp
SCM
$234M
$3.48M 0.11%
361,446
+89,825
+33% +$924K
MFIC icon
135
MidCap Financial Investment
MFIC
$781M
$3.15M 0.1%
201,491
-59,974
-23% -$1.03M
BSCH
136
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$3.09M 0.1%
137,143
+6,274
+5% +$142K
BSCI
137
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$3.07M 0.1%
146,156
+6,637
+5% +$140K
BSCJ
138
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$3.06M 0.1%
146,757
+6,776
+5% +$143K
MBB icon
139
iShares MBS ETF
MBB
$39.1B
$3.06M 0.1%
28,372
+1,335
+5% +$145K
BSCK
140
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$3.04M 0.1%
145,426
+6,768
+5% +$143K
GNMA icon
141
iShares GNMA Bond ETF
GNMA
$423M
$3.03M 0.1%
60,465
+2,898
+5% +$146K
BSCL
142
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$3.02M 0.1%
147,051
+7,119
+5% +$148K
BSCM
143
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$3M 0.1%
147,778
+7,250
+5% +$149K
BSCO
144
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.98M 0.1%
150,616
+7,491
+5% +$151K
NLY icon
145
Annaly Capital Management
NLY
$17.1B
$2.96M 0.1%
78,791
-13,211
-14% -$515K
IBMG
146
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$2.74M 0.09%
107,201
+12,078
+13% +$308K
IBMF
147
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$2.72M 0.09%
99,413
+11,278
+13% +$309K
BKCC
148
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.71M 0.09%
287,936
– –
WOOF
149
DELISTED
VCA Inc.
WOOF
$2.67M 0.09%
48,597
+491
+1% +$26.9K
GSBD icon
150
Goldman Sachs BDC
GSBD
$994M
$2.56M 0.08%
+134,915
New +$2.67M
4 5
6
7 8

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TCM
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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.