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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
126
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$3.94M 0.14%
72,548
-20,746
-22% -$1.13M
IJS icon
127
iShares S&P Small-Cap 600 Value ETF
IJS
$8.27B
$3.86M 0.14%
73,684
+6,410
+10% +$356K
PDCO
128
DELISTED
Patterson Companies, Inc.
PDCO
$3.81M 0.14%
88,177
+8,605
+11% +$411K
LSTR icon
129
Landstar System
LSTR
$6.01B
$3.8M 0.14%
59,819
+3,183
+6% +$217K
TFI icon
130
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.13B
$3.66M 0.13%
75,845
-376
-0.5% -$18K
NLY icon
131
Annaly Capital Management
NLY
$17.1B
$3.63M 0.13%
92,002
– –
OFS icon
132
OFS Capital
OFS
$50.2M
$3.37M 0.12%
328,574
+7,395
+2% +$81.9K
ACAS
133
DELISTED
American Capital Ltd
ACAS
$3.36M 0.12%
276,483
+7,487
+3% +$100K
MAIN icon
134
Main Street Capital
MAIN
$5.28B
$3.36M 0.12%
125,950
+40,729
+48% +$1.2M
FSK icon
135
FS KKR Capital
FSK
$3.33B
$3.35M 0.12%
89,958
+4,104
+5% +$165K
JNK icon
136
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$3.27M 0.12%
30,613
-1,990
-6% -$223K
HYG icon
137
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$3.27M 0.12%
39,215
-2,981
-7% -$258K
BSCH
138
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$2.97M 0.11%
130,869
+6,676
+5% +$152K
MBB icon
139
iShares MBS ETF
MBB
$39B
$2.96M 0.11%
27,037
+1,336
+5% +$146K
BSCI
140
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$2.96M 0.11%
139,519
+6,790
+5% +$144K
BSCJ
141
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$2.96M 0.11%
139,981
+7,327
+6% +$154K
RWR icon
142
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$2.95M 0.11%
34,286
-40,461
-54% -$3.52M
BSCK
143
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$2.95M 0.11%
138,658
+6,794
+5% +$144K
HTS
144
DELISTED
HATTERAS FINANCIAL CORP
HTS
$2.95M 0.11%
194,447
– –
BSCL
145
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$2.92M 0.11%
139,932
+7,062
+5% +$147K
GNMA icon
146
iShares GNMA Bond ETF
GNMA
$422M
$2.9M 0.11%
57,567
+2,874
+5% +$144K
BSCM
147
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$2.9M 0.11%
140,528
+7,182
+5% +$148K
BSCO
148
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.88M 0.1%
143,125
+7,532
+6% +$150K
SCM icon
149
Stellus Capital Investment Corp
SCM
$245M
$2.73M 0.1%
271,621
+2,860
+1% +$30.8K
BKCC
150
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2.55M 0.09%
287,936
+94,501
+49% +$870K
4 5
6
7 8

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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.